Should sex-ratio distorting parasites abandon horizontal transmission?
© Ironside et al; licensee BioMed Central Ltd. 2011
Received: 15 June 2011
Accepted: 21 December 2011
Published: 21 December 2011
Sex-ratio distorting parasites are of interest due to their effects upon host population dynamics and their potential to influence the evolution of host sex determination systems. In theory, the ability to distort host sex-ratios allows a parasite with efficient vertical (hereditary) transmission to dispense completely with horizontal (infectious) transmission. However, recent empirical studies indicate that some sex-ratio distorting parasites have retained the capability for horizontal transmission.
Numerical simulations using biologically realistic parameters suggest that a feminising parasite is only likely to lose the capability for horizontal transmission if its host occurs at low density and/or has a male-biased primary sex ratio. It is also demonstrated that even a small amount of horizontal transmission can allow multiple feminising parasites to coexist within a single host population. Finally it is shown that, by boosting its host's rate of population growth, a feminising parasite can increase its own horizontal transmission and allow the invasion of other, more virulent parasites.
The prediction that sex-ratio distorting parasites are likely to retain a degree of horizontal transmission has important implications for the epidemiology and host-parasite interactions of these organisms. It may also explain the frequent co-occurrence of several sex-ratio distorting parasite species in nature.
Sex-ratio distorting (SRD) parasites are able to enhance their transovarial vertical transmission from infected females to their offspring by causing infected hosts to produce more female offspring than do uninfected individuals. This is accomplished either through direct feminisation of genetically male embryos or by killing male embryos and hence increasing the fitness of their infected female siblings by eliminating intra-brood competition. SRD is widespread among parasitic bacteria, including Wolbachia , rickettsias , spiroplasmas [3, 4], flavobacteria  and 'Bacteroidetes' . Eukaryotic SRD parasites also occur within the Microspora  and Haplospora . The majority of SRD parasites possess very efficient mechanisms of transovarial vertical transmission and do not normally appear to undergo horizontal transmission. This observation has been explained by the theoretical prediction that sex-ratio distortion enables a parasite to maintain its prevalence through vertical transmission alone [9, 10]. Given the inherent trade-off between horizontal transmission, with its demand for host resources, and vertical transmission which is limited by the host's reproductive success [11–13], there are reasonable grounds to propose that SRD parasites are selected to abandon horizontal transmission entirely.
Although horizontal transmission is not essential to the survival of an SRD parasite in theory, there is mounting evidence that it occurs in nature, suggesting some evolutionary benefit. Lack of congruence between the phylogenies of host and SRD parasite genes suggests a degree of horizontal transmission, both between and within host species [14–16]. The high incidence of hosts infected with multiple strains of SRD parasites in some populations also suggests that parasites can be reacquired through horizontal transmission [15, 17] as does the presence of very similar parasite strains in distantly related host species [18, 19]. SRD strains of the bacterium Wolbachia also demonstrate recombination between strains  and do not appear to suffer from the genomic degeneration characteristic of vertically transmitted mutualistic endosymbionts [21, 22].
A growing body of direct empirical evidence also indicates that some bacterial SRD parasites are capable of horizontal transmission. Horizontal transmission occurs under natural conditions in the male-killing SRD bacterium Arsenophonus nasoniae, a parasite that is transmitted horizontally between larvae of its parasitoid host Nasonia vitripennis when multiple females lay their eggs in the same insect pupa [23, 24]. Parthenogenesis-inducing Wolbachia also undergo natural horizontal transmission between larval Trichogramma parasitoids feeding within the same butterfly egg  and feminising Wolbachia can be transmitted through blood-blood contact between injured Armadillidium vulgare hosts . Male-killing SRD Spiroplasma can infect Drosophila willistoni that are fed upon the tissue of infected individuals  and can also be transmitted between Drosophila hosts by ectoparasitic mites . Finally, artificial infections of insect and crustacean hosts with SRD Wolbachia [29, 30] can be performed in the laboratory by injecting infected tissue into the body cavity of uninfected individuals, suggesting that horizontal transmission may occur under natural conditions through blood-blood contact.
Among microsporidia, the putative SRD species Pleistophora mulleri  produces heavy infections of muscle tissue with significant pathogenic effects  and is horizontally transmitted through cannibalism . The feminising microsporidia Dictyocoela duebenum and D. muelleri also produce heavy infections of muscle tissue in their Gammarus hosts, indicating probable horizontal transmission . Although the feminising microsporidian Nosema granulosis produces only light infections, it can be artificially transmitted between Gammarus duebeni hosts through injection of infected host tissue . Both D. duebenum and N. granulosis have been discovered in recently established European populations of the Ponto-Caspian invader Dikerogammarus villosus but appear to be absent from D. villosus in its native range . This suggests that horizontal transmission of feminising microsporidia to D. villosus from native European hosts has occurred on an ecological timescale.
It is argued that an SRD microorganism is likely to maintain a capability for effective horizontal transmission if it is capable of persisting outside of the host, maintains a broad range of metabolic functions, is capable of modulating the host immune system and is able to invade through host epithelia . Among SRD bacteria, Arsenophonus nasoniae retains these traits while the more specialised endosymbiont Wolbachia does not. All known SRD microsporidia produce spores with polar filaments [7, 36, 37], indicating the ability to persist outside of the host and to invade new host cells. Furthermore, these SRD microsporidia all appear to have evolved recently from horizontally transmitted non-SRD ancestors [7, 37, 38]. The feminising haplosporidian Marteilia sp. also displays evidence of sporogenesis, can exist outside of host cells and appears to be able to move between organs by digesting the basal membrane .
An important consequence of the ability of parasites to spread by both vertical transmission and horizontal transmission is that the prevalence of different parasite species or strains can be limited by different factors. This creates the potential for several competing SRD parasites to coexist within a single host population [39, 40]. In contrast, SRD parasites that lack horizontal transmission should never be able to coexist in a panmictic population of susceptible hosts because the parasite species or strain with the most efficient vertical transmission should always displace its competitors [41–45]. Coexistence of SRD parasites occurs frequently in natural host populations [3, 42, 46] and previous theoretical attempts to explain coexistence in the absence of horizontal transmission have employed complex mechanisms involving polymorphism for host resistance genes and/or parasite virulence genes , sometimes in combination with spatial population structure .
More recent theoretical studies have analysed models including SRD parasites capable of both vertical and horizontal transmission. Engelstadter and Hurst  consider a male-killing parasite that is capable of sexual transmission from males to females while Yamauchi et al  consider the case of a feminising parasite with some paternal transmission. In both cases, horizontal transmission occurs only through adult males and so SRD and horizontal transmission are mutually exclusive. Both studies conclude that the trade-off between SRD and horizontal transmission can result in the coexistence of multiple parasite strains with different levels of SRD. However, these models are unsuitable for addressing the question of whether SRD can prevent the invasion of horizontal transmission because neither model attributes any fitness cost to horizontal transmission specifically.
Jones et al  consider a vertically transmitted feminising parasite that co-infects with a parasite capable of direct horizontal transmission. In this case, horizontal transmission occurs through females and so SRD and horizontal transmission are not mutually exclusive. A fitness cost, in terms of virulence, is also attributed to horizontal transmission. This study draws the conclusion that a vertically transmitted feminising parasite can select for increased virulence in a co-infecting horizontally transmitted parasite. However, the model does not consider the case of a parasite capable of both vertical and horizontal transmission and also ignores horizontal parasite transmission through male hosts. It is therefore unsuitable for investigating tradeoffs between horizontal transmission and feminisation.
The empirical examples given above suggest that under certain conditions the capability for horizontal transmission may have been retained or re-evolved by SRD parasites. In most documented cases, horizontal transmission of SRD parasites occurs through direct contact between infected and uninfected hosts (cannibalism or blood-blood contact), suggesting that horizontal transmission is a density-dependent process. Models assuming frequency-dependent forms of horizontal transmission, such as sexual transmission or paternal inheritance, are more tractable. However, such models lack biological realism in the case of SRDs since, to the authors' knowledge, there are no documented cases of sexual transmission or paternal inheritance in feminising or male-killing parasites. Given that horizontal transmission via cannibalism or blood-blood contact can occur via male or female hosts, a biologically realistic model must also consider transmission through both sexes. The production of analytically tractable models typically also requires assumptions such as complete efficiency of feminisation or the production of a 1:1 sex ratio by uninfected hosts. Such assumptions are demonstrably invalid for many of the systems in which sex-ratio distortion actually occurs. In the well-studied case of the microsporidian parasite Nosema granulosis, for example, the sex-ratio of uninfected Gammarus duebeni hosts is biased  and only a proportion of infected embryos are feminised . Given that the effectiveness of feminisation as a means of enhancing vertical transmission depends crucially upon the host sex ratio and efficiency of feminisation, reducing these parameters to constants clearly limits the applicability of a model to real host-parasite systems.
In this theoretical study we produce a general model of a host-parasite system in which parasites are capable of vertical transmission, feminisation and horizontal transmission via direct contact between infected and uninfected hosts. Simulation, with biologically realistic parameters, is used to examine the effects of varying host and parasite parameters upon the ability of parasites to invade and persist within host populations.
List of parameters used in models with definitions
Uninfected sex ratio (proportion of female offspring)
Basal death rate
Density dependent mortality (constant coefficient of H)
Time required for one host generation
Efficiency of vertical transmission
Efficiency of feminisation
Virulence (viability cost)
Rate at which host clears parasite
Component of virulence due to vertical transmission
(constant coefficient of ε)
Efficiency of superinfection
Rate of horizontal transmission (proportionality constant)
Component of virulence due to horizontal transmission
(constant coefficient of β)
Total number of hosts in population
Number of uninfected male hosts
Number of uninfected female hosts
Number of male hosts infected with parasite 1
Number of female hosts infected with parasite 1
Number of male hosts infected parasite 2
Number of female hosts infected with parasite 2
Equilibrium population size
Equilibrium number of hosts infected with parasite 1
Equilibrium number of hosts infected with parasite 2
Prevalence of parasite 1
Equilibrium prevalence of parasite 1
Prevalence of parasite 2
Equilibrium prevalence of parasite 2
Basic reproductive rate of uninfected cytotype in uninfected population
Basic reproductive rate of parasite 1
Basic reproductive rate of parasite 2
A population of H hosts contains X m males and X f females. The birth rate of the population is a and a proportion g of each female's offspring are female. The basal death rate is b0 and the population's size is density-regulated in a linear manner according to a standard mass action assumption  with a density coefficient of s such that the total death rate is b0+sH. A population that harbours a single feminising parasite at prevalence y consists of X m uninfected males, X f uninfected females, Y m infected males and Y f infected females. A proportion ε of the offspring of infected females acquires the parasite by vertical transmission and a proportion θ of male offspring infected by vertical transmission are feminised while the remainder become infected males. Horizontal transmission is assumed to occur either through direct contact between infected and uninfected hosts or through the transmission of short-lived parasite spores between hosts via an environmental medium such as air, water or food. Following the methodology of Anderson & May (1981), the rate of horizontal transmission is considered to be directly proportional to the rate at which uninfected hosts encounter infected hosts and has the proportionality constant β. Encounters between males and females are unbiased and proportional to their density in the population. The net rate of horizontal transmission to uninfected male hosts is therefore βX m (Y m +Y f ) and the net rate of horizontal transmission to female hosts is βX f (Y m +Y f ). The parasite imposes a viability cost upon infected hosts such that the parasite-induced death rate is α. This viability cost applies equally to infected male hosts and infected female hosts. The rate at which infected hosts clear the parasite, regaining uninfected status, is β.
Application of the model to Nosema granulosis
where λ and σ are constants, and allowing β to vary between strains.
This parameter set was used initially to investigate the sensitivity of an N. granulosis-like parasite's basic rate of increase to changes in the rate parameters α, β, γ, ε and θ. Each parameter was varied independently while the other parameters were held at default N. granulosis values. Parameter sets for mutant N. granulosis-like parasites, capable of horizontal transmission but with increased virulence were also generated. These were used to examine the impact of infection with feminizing parasites upon the host population's density and the effect of varying the level of superinfection upon the ability of two parasites to coexist. Finally, simulations were conducted in which an N. granulosis-like parasite without vertical transmission was allowed to attain equilibrium prevalence in host populations of sizes between 0 and 1000 individuals. A mutant was then introduced for which the virulence associated with vertical transmission (σ) varied between 0 and 300. For every value of σ, the level of horizontal transmission that provided the highest rate of increase (β*) was calculated. This allowed the model to be used to investigate conditions under which a population containing a solely vertically transmitted parasite could be invaded by a horizontally transmitted mutant.
Host population dynamics
Single feminising parasite
That is, a feminising, vertically transmitted parasite can only invade a population of hosts if it causes the number of infected daughters produced by an infected female to exceed the number of uninfected daughters produced by an uninfected female [44, 45, 55]. If the host population is at equilibrium density then R0 = 1 and so inequality 12 becomes R1 > 1. This is equivalent to the conditions given for invasion and persistence of a horizontally transmitted parasite by Anderson and May  and of a parasite with horizontal and vertical transmission by Lipsitch et al. . The maximum level of virulence possible if a vertically transmitted feminiser is to maintain its prevalence depends, crucially upon the sex ratio produced by uninfected hosts (g) as well as upon the parasite's rates of vertical transmission and feminisation [44, 52, 55].
The maximum virulence at which a parasite is able to invade by horizontal transmission therefore depends upon the density of uninfected hosts in the population. The greater the cost of horizontal transmission, the higher the host density must be in order for the parasite to benefit from horizontal transmission.
Two feminising parasites
Competitive exclusion of one parasite by another has been demonstrated analytically in simpler models where both parasites are solely vertically transmitted (β1 = β2 = 0)  or both parasites are solely horizontally transmitted (ε1 = ε2 = 0) . Simulations performed using the current model under the conditions β1 = β2 = 0 or ε1 = ε2 = 0 confirmed these results. However, for cases in which one or both parasites are capable of both vertical and horizontal transmission, simulations often indicated stable coexistance of two feminising parasites under conditions in which the parasite with the most effective vertical transmission had the least effective horizontal transmission. Under these conditions, the spread of one parasite is limited by the host's sex ratio while the spread of the other parasite is limited by the host's population density. This finding accords with the convention that as long as two competitors are limited by different factors, coexistence is possible .
This effect can be seen in Figure 6, based on the two-parasite model (Equations 1-7) instantiated with data from the feminizing microsporidian Nosema granulosis. This illustrates the effect that changes in host population size can have upon the outcome of competition between horizontally and vertically transmitted parasite strains. By increasing the host's population density, a vertically transmitted feminising parasite can facilitate the invasion of a horizontally transmitted parasite. In cases in which two parasites coexist, the presence of a feminiser also allows a horizontally transmitted parasite to evolve higher virulence.
Evolution of transmission strategies
Our model indicates that low levels of horizontal transmission can benefit a feminising parasite by increasing its ability to displace a rival parasite or by allowing it to coexist with another parasite that has superior vertical transmission. These benefits accrue even when horizontal transmission is costly relative to vertical transmission. Unlike the models of Engelstadter and Hurst  and Yamauchi et al  in which horizontal transmission occurs only via adult males, our model allows horizontal transmission to occur through both male and female hosts. This alters the trade-off between horizontal and vertical transmission. Feminised hosts can still transmit the parasite horizontally as well as vertically and so feminisation and horizontal transmission are not mutually exclusive strategies. However, the additional virulence caused by horizontal transmission reduces the capacity of female hosts to transmit the parasite vertically, reducing the efficiency of feminisation, so a tradeoff still exists.
Because horizontal transmission is limited by the host's population density and feminisation is limited by the host's sex ratio, horizontal transmission by at least one of a pair of feminising parasites can allow the two parasites to coexist, even when one parasite has less efficient vertical transmission than the other. Cryptic horizontal transmission can therefore explain the numerous cases in which several SRD parasites have been found to coexist, without the need to invoke complex systems of virulence and resistance genes.
The probability of coexistence can be increased still further because a feminising parasite has the potential to boost the host population's rate of increase, mitigating or even reversing the depressing effect of parasite virulence on host population density. The feminising parasite is able to achieve this by mitigating the reduction in the host population's productivity due to the production of males (the "two fold cost of sex") . By eliminating males, the feminiser frees resources that can then be harnessed for host population growth or stolen by other parasites. This potential for sex-ratio distorting parasites to increase the growth rate of host populations was predicted by Werren and Beukeboom  and by Hatcher et al.  and is included as an assumption in the model of Jones et al. . This phenomenon is an emergent property of our model and confirms the prediction of Jones at al.  that a feminizing parasite can increase the transmission and hence the optimum virulence of a horizontally transmitted parasite by increasing the host's population density. Our model also makes the prediction that a parasite using both vertical and horizontal transmission can potentially increase its horizontal transmission, as well as its vertical transmission, through feminization.
Jones et al.  do not model the sex ratio of the host population explicitly, effectively assuming that horizontal transmission occurs only through females and that the only effect of feminization is to increase the population's birth rate. They also appear to ignore the contribution of males to density regulation of the host population. Given that feminisation reduces the male birth rate as well as increasing the female birth rate, this omission may lead to underestimation of the impact of feminization upon host population density. In contrast, our model assumes that horizontal transmission occurs through both males and females and that both sexes contribute equally to density-regulation of the population size. Even this assumption may be overly conservative in some cases. In G. duebeni, for example, males are considerably larger than females and actively predate upon females and juveniles of their own species . Hence, males are likely to have a greater regulatory effect upon G. duebeni population size than do females and the effect of feminization upon population size may be even greater than predicted in our model.
Although increasing the proportion of females in a population has the potential to increase the population's rate of increase, a minimum number of males (or rather, a minimum number of sperm) is required if the host population is to survive at all. McCauley & Taylor  and Hatcher et al. [61, 64] both suggested that sex ratio distorters could depress infected host populations by skewing the sex ratio to the point at which the availability of sperm limited the population's rate of increase. Evidence for sperm-limitation exists in populations of Acraea encedon infected with male-killing Wolbachia  and males of the feminising parasite hosts Armadillidium vulgare and Gammarus duebeni also suffer from sperm depletion after multiple matings [66, 67] suggesting a theoretical cost of sperm-limitation to infected populations. However, evidence of sperm-limitation is lacking in natural populations. Indeed, populations of G. duebeni on the island of Great Cumbrae, known to harbour the feminisers N. granulosis and D. duebenum at high prevalence , have male-biased sex ratios .
Judging by the predictions of our model, we consider it likely that parasites utilising both SRD and horizontal transmission are more common than is suggested by the scarce empirical evidence that has been produced so far. However, if horizontally transmitted SRD parasites are actually rare, this suggests that the trade-off between horizontal and vertical transmission must be extremely steep. If the production of many spores causes little more damage to the host than the production of few or, conversely, if the host tolerates a low parasite load with few ill effects but is crippled by a slightly higher load then the relationship between transmission and virulence may be asymptotic or sigmoid rather than linear. It is also considered likely that parasite transmission will saturate before virulence (Ebert 1998). This would alter the parameters under which horizontal transmission became advantageous and might also alter the parameters under which two parasite were able to coexist. Finally, there may be costs associated with feminisation. These might include virulence arising from the need for parasite stages to infect specific tissues or to attain greater numbers than would otherwise be optimal for vertical transmission. An additional cost of feminisation occurs for microsporidian parasites of amphipod crustaceans such as Gammarus duebeni and Echinogammarus marinus, in which infected hosts suffer an increased risk of intersexuality [68, 69].
A possible candidate for measuring the separate virulence costs of horizontal transmission, vertical transmission and feminisation is the microsporidian Dictyocoela duebenum in G. duebeni. This parasite appears to cause two different forms of pathology. One is asymptomatic and associated with vertical transmission and feminisation  while the other results in replacement of muscle tissue with masses of spores, and is presumably associated with horizontal transmission . By examining hosts exhibiting these two forms of pathology, the relative virulence costs of horizontal transmission and feminisation could be compared for the same parasite strain.
On the basis of a simulations involving two feminising parasites in a single host population, the following predictions are made:
Horizontal transmission is advantageous to feminising parasites under a wide range of conditions.
Horizontal transmission facilitates coexistence of multiple feminising parasites within a single host population
The presence of a feminising parasite can increase host population density, hence creating conditions under which a mutant or another parasite species with greater horizontal transmission and/or higher virulence can invade.
Acknowledgements and Funding
Joe Ironside conducted the research leading to this article during his PhD studies at University of Leeds. He was supported by a NERC CASE studentship. Alison Dunn acknowledges support from NERC NE/D011000/1.
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