Signatures of co-evolutionary host-pathogen interactions in the genome of the entomopathogenic nematode Steinernema carpocapsae
© The Author(s). 2017
Received: 28 October 2016
Accepted: 13 March 2017
Published: 26 April 2017
The entomopathogenic nematode Steinernema carpocapsae has been used worldwide as a biocontrol agent for insect pests, making it an interesting model for understanding parasite-host interactions. Two models propose that these interactions are co-evolutionary processes in such a way that equilibrium is never reached. In one model, known as “arms race”, new alleles in relevant genes are fixed in both host and pathogens by directional positive selection, producing recurrent and alternating selective sweeps. In the other model, known as“trench warfare”, persistent dynamic fluctuations in allele frequencies are sustained by balancing selection. There are some examples of genes evolving according to both models, however, it is not clear to what extent these interactions might alter genome-level evolutionary patterns and intraspecific diversity. Here we investigate some of these aspects by studying genomic variation in S. carpocapsae and other pathogenic and free-living nematodes from phylogenetic clades IV and V.
To look for signatures of an arms-race dynamic, we conducted massive scans to detect directional positive selection in interspecific data. In free-living nematodes, we detected a significantly higher proportion of genes with sites under positive selection than in parasitic nematodes. However, in these genes, we found more enriched Gene Ontology terms in parasites. To detect possible effects of dynamic polymorphisms interactions we looked for signatures of balancing selection in intraspecific genomic data. The observed distribution of Tajima’s D values in S. carpocapsae was more skewed to positive values and significantly different from the observed distribution in the free-living Caenorhabditis briggsae. Also, the proportion of significant positive values of Tajima’s D was elevated in genes that were differentially expressed after induction with insect tissues as compared to both non-differentially expressed genes and the global scan.
Our study provides a first portrait of the effects that lifestyle might have in shaping the patterns of selection at the genomic level. An arms-race between hosts and pathogens seems to be affecting specific genetic functions but not necessarily increasing the number of positively selected genes. Trench warfare dynamics seem to be acting more generally in the genome, likely focusing on genes responding to the interaction, rather than targeting specific genetic functions.
KeywordsArms race Red Queen Trench warfare Positive selection Balancing selection Genomic scans dN/dS Tajima’s D
Nematodes are the most abundant type of animals on earth in terms of the number of individuals, being an ancient and diverse group . Their diversity and abundance are the result of their extraordinary ability to adapt, small size, resistant cuticle, and simple body plan . Nematodes have independently evolved parasitism several times in all major clades [3–5] and it has been proposed that understanding the genomic adaptations to parasitism in one clade could give insight into how parasitism has evolved across the phylum [5, 6]. Entomopathogenic nematodes (EPNs) represent an interesting group of parasitic nematodes, comprising the genera Heterorhabditis and Steinernema, which are lethal parasites of insects capable of infecting and killing a wide range of insects. Invertebrate parasitism evolved independently in these genera, which belong to different clades of the Nematoda phylogeny (clades V and IV, respectively ), thus representing an interesting case of convergent evolution . Steinernema carpocapsae is one of the most well-known species of EPNs. It has been used worldwide as a biocontrol agent for insect pests and represents an interesting model to understanding parasite-host interactions [8, 9]. Sharing a symbiotic association with the entomopathogenic bacteria Xenorhabdus nematophila, it is also emerging as a model for mutualistic symbiosis . It has also been suggested that an entomopathogenic Steinernematidae was the ancestor from which vertebrate-parasitic Strongyloidoids evolved , in the same way that Heterorhabditidae has been suggested to be the ancestor of vertebrate parasites of the Strongylomorphs group . Therefore, nematodes from the Steinernema and Heterorhabditis genera can be useful as models to the mammal-parasitic nematodes. This evolutionary relationship can also help to understand host transitions in this and other clades of the nematode phylogeny.
Recent genomic studies in Steinernema carpocapsae have shown that specific evolutionary and functional signatures in its genome can be related to parasitism. These involve a set of expanded gene families likely involved in parasitism, orthologous genes shared with other parasitic nematodes not present in free-living species, ncRNA families reported to be enriched in parasites, and the expression of proteins putatively associated with parasitism and pathogenesis [11, 12]. These signatures are most likely the result of evolutionary interaction with the hosts and suggest an active role during the pathogenic process.
It is known that hosts and pathogens interact in such a way that an equilibrium is never reached , with hosts evolving under selective pressure to avoid pathogen infection and pathogens with the pressure to evade host defenses . Thus, changes in gene frequencies as a result of selection acting on one species create selection for changes in gene frequencies in the other species . Two of the co-evolutionary models proposed are selective sweeps and dynamic polymorphisms, both involving reciprocal changes in host and pathogens. Selective sweeps occur when new alleles appear, by mutation or migration, eventually becoming fixed within the population by directional positive selection. This model is known as the “arms race”. On the other hand, dynamic polymorphisms involve fluctuations in allele frequencies caused by selection and are inherently persistent, although fixation can occur as a result of genetic drift. This model is known as the “Red Queen” dynamics , or “trench warfare” , and genes in this model do evolve under balancing selection .
Well-known examples of a co-evolutionary “arms-race” dynamic are genes involved in immunity and defence [13, 14, 16], i.e., genes directly involved in the host-pathogen interaction. However, it is not clear to what extent these interactions might alter the evolutionary patterns at the genome level, or to what extent they might affect levels of intraspecific diversity. One expectation would be that depending on the number of genes participating in the interaction, the total number of genes with specific signatures of selection, either from positive or balancing selection, would increase in pathogens, as compared with genomes of non-pathogenic organisms. Another prediction would be that the number of genes with signals of selection will increase in genes participating in the interaction as compared with genes that do not participate in it. It might be difficult to find all of the genes involved in the host-pathogen interaction, but a first approximation can be obtained by inducing the pathogen with host tissues and identifying the differentially expressed genes (e.g., ).
Comparative population genomics is showing that linked selection plays an important role in both the overall genetic diversity of a species and the variation in diversity within the genome . If the host-pathogen interaction is increasing the number of genes evolving under positive selection that in turn are responsible for an increased number of selective sweeps, then a reduction in diversity is expected in the pathogen when compared with non-pathogen genomes. On the other hand, if the effects of the interaction are more related to balancing selection, then the above-mentioned reduction in diversity will not be found. Of course, a portion of the genes might be under positive selection and a portion of them under balancing selection, cancelling each other’s effect on diversity. In any case, evolutionary genetic interactions might represent an additional determinant of genetic diversity.
Here we address some of these questions analysing the genome of the entomopathogenic nematode Steinernema carpocapsae (Nematoda clade IV). Through interspecific data, we look for ancient patterns of directional positive selection analysing nematodes of different lifestyles belonging to clade IV, and conducting a parallel analysis with nematodes belonging to clade V to give an independent assessment. At another level, using intraspecific data we look for more recent signatures of balancing or directional selection. To obtain clues regarding the impact of the parasitic lifestyle at genomic level, we compare our results with an analysis of a non-pathogenic nematode (Caenorhabditis briggsae). Also, we compare the patterns of selection in genes codifying differentially expressed proteins in S. carpocapsae after induction with insect tissues, with the patterns observed in genes for proteins that do not respond to this induction and with the more general patterns found in the massive scans.
Positive selection in interspecific data
To assess differences in the impact of positive selection at a genomic level according to different lifestyles, we analysed two datasets, one from nematode clade IV and the other from clade V . Each set included sequences from four nematodes. The dataset from clade IV, called C4N4, included the following species: the mycophagous Bursaphelenchus xylophilus, the free-living nematode Panagrellus redivivus, the entomopahtogenic Steinernema carpocapsae, and the vertebrate parasite Strongyloides ratti, and comprised 1552 orthologues. The dataset from clade V, C5N4, included the free-living nematodes Caenorhabditis briggsae and Pristionchus pacificus, the entomopathogenic Heterorhabditis bacteriophora, and the vertebrate parasite Haemonchus contortus, comprising 1510 orthologues. The number of genes analysed represents approximately 9.5% of the 16,333 genes estimated for S. carpocapsae  and 6.91% of the 21,850 genes estimated for C. briggsae (release WS244) .
Interspecific analyses of positive selection
C4N4 Clade IV
C5N4 Clade V
Orthologues analysed (Global analysis)
Genes with ω significantly different among branches (LRT, p < 0.05)
Foreground branch (ω1)
Genes with ω1 > 1 and significantly different than ω0 (LRT, p < 0.05)
Genes with ω1 significantly greater than 1 (LRT, p < 0.05)
Genes with sites under positive selection (ω > 1) (LRT, p < 0.05)
Average proportion of sites under positive selection per gene (standard deviation)
We next tested the one-ratio model (model = 0) against a several ω ratios model that estimates one ω as a free parameter for each of the specified branches and one background ω for the remaining branches (model = 2). In total, we found 79 genes in which the selected branch had an estimated ω > 1 and a significant different value to the background ω (LRT, d.f. = 1, p < 0.05). From these, 27 (1.73%) were from C4N4 and 52 (3.44%) from C5N4. In the C4N4 set, the S. carpocapsae branch had 9 genes (0.58%) with these characteristics. For the remaining tested branches, the percentage of genes ranged from 0.13 to 0.71% in C4N4 and 0.46–1.13% in C5N4 (Table 1). To test if ω was significantly greater than 1 in these cases, we contrasted a two-ratio model with ω fixed to 1 for the specified branch and a freely estimated ω for the remaining branches (model = 2 – fix ω), against a two-ratio model as described above (model = 2). None of the genes tested had a ω significantly different from 1 (LRT, d.f. = 1, p > 0.05).
The branch models are conservative because positive selection often acts on one, or a few amino acids, and averaging ω over sites results in a lack of power [24, 25]. Therefore, we also used branch-site models, devised to detect positive selection affecting just a few sites along particular lineages [24, 25]. We compared the branch-site model A (specified using model = 2 and NSsites = 2), against the same model with the difference that ω2 was fixed to 1 (model A1). Using a LRT we assessed if ω was significantly different from ω2 (i.e., different from 1). For the C4N4 set, we found 74 (4.77%) genes with sites evolving under positive selection in the S. carpocapsae branch (LRT, d.f. = 1, p < 0.05), 24 (1.55%) in the Strongyloides ratti branch (LRT, d.f. = 1, p < 0.05), and 91 (5.86%) in the Panagrellus redivivus branch (Table 1). In the branch leading to parasites (S. carpocapsae and Strongyloides ratti), we found 21 (1.35%) genes with sites under positive selection (LRT, d.f. = 1, p < 0.05). In the C5N4 set we found 61 (4.04%) genes with sites under positive selection in the Heterorhabditis bacteriophora branch (LRT, d.f. = 1, p < 0.05), 55 (3.64%) in the Haemonchus contortus branch (LRT, d.f. = 1, p < 0.05), and 87 (5.76%) in the Caenorhabditis briggsae branch (LRT, d.f. = 1, p < 0.05) (Table 1). In the branch leading to parasites (Heterorhabditis bacteriophora and Haemonchus contortus), we found 20 (1.32%) genes with sites evolving under positive selection (LRT, d.f. = 1, p < 0.05). As can be seen, vertebrate parasites showed some variation in the proportion of these genes between clades (1.55% versus 3.64%) but not entomopathogenic (4.77% versus 4.04%) or free-living (5.86% versus 5.76%) nematodes (Table 1). However, when grouping species by the two main lifestyles, free-living and parasites, we found that parasitic nematodes showed lower proportions of genes with sites under positive selection (214/6124 = 3.49%) than free-living nematodes (178/3062 = 5.81%) (here the numbers in the denominators represent the total number of genes analysed for each lifestyle across clades). The difference between these proportion was highly significant (χ 2 = 26.87, d.f. = 1, p < 0.0000003).
Signatures of selection in intraspecific data
To conduct this analysis at genome level, we sequenced the genomes of four additional S. carpocapsae strains. To further assess the impact that different lifestyles could have in the selection patterns across the genome, we did the same analysis on previously published data from five strains of C. briggsae isolated from around the world . A description of the strains used is provided in the Methods section.
We conducted tests of neutrality with the Tajima’s D statistic in sliding windows of 1000 bp across the genome, including both genic and intergenic regions. Significant positive values of Tajima’s D are indicative of balancing selection or could be caused by demographic processes that increase genetic variation [30, 31], whereas significant negative values are indicative of directional selection or could be caused by demographic processes reducing genetic variation, such as a recent bottleneck [30–32]. Directional selection can be due to either positive or negative selection . To account for demographic effects, we used the observed distribution of the data to correct the Tajima’s D confidence limits to identify windows with significant values (see Methods).
Intraspecific analyses of selection
Number of windows
Windows with coverage > 90%
Windows with Tajima’s D values
Genes covered (>50%) in windows with D values (Global number of genes analysed)
Tajima’s D range of values
−2.105 — 2.592
−2.057 — 2.452
Tajima’s D average
Confidence limits according to theoretical distribution 
−1.733 — 1.975
−1.733 — 1.975
Theoretical significant windows
(6500 positive, 22 negative)
(74 positive, 6 negative)
Confidence limits obtained from the observed distribution
−0.468 — 2.264
−0.355 — 1.369
Significant windows according to the observed distributiona
(1,375 positive, 1,384 negative)
(1,313 positive, 1,311 negative)
Genes in windows with significant D valuesa
- Significant positive
- Significant negative
π values range
0.00035 — 0.075
0.00035 — 0.045
Average π value
ϴ values range
0.35349 – 61.5065
0.3535 – 49.1345
Average ϴ value
For C. briggsae we analysed 108,421 windows, from which 65,933 had enough coverage to conduct the analysis (Table 2). From these, 21 windows (0.02%) were invariable. The remaining 65,912 windows, which included 15,473 protein-coding genes (representing 66.52% of the protein-coding genome) were used to build the observed distribution of Tajima’s D values. D values ranged from −2.057 to 2.452 for this distribution. In C. briggsae, the confidence limits from the observed data distribution (−0.355 and 1.369) also differed from the confidence limits for the theoretical beta distribution (−1.733 and 1.975) (Fig. 3). We found 1,313 windows with significant positive values, comprising 247 protein-coding genes (1.6% of the genes analysed). The significant negative values included 1,311 windows comprising 240 protein coding genes (1.55%) (Table 2). The total number of genes with significant D values was 487 (3.15% of the genes analysed). The comparison with results using the theoretical distribution are shown in Table 2.
The mean of Tajima’s D values in S. carpocapsae was bigger (1.097) and significantly different from the average in C. briggsae (0.355) (W = 3759800000, p < 2.2 × 10−16). The difference in the average values might be caused by natural selection or by demographic processes. However, this difference was not due to a simple displacement of the distribution of one species in relation to the other, but to a clear change in the shape of the distribution. In fact, the distribution of Tajima’s D values were significantly different between these species (K-S test, D = 0.54736 p < 2.2 × 10−16), with the distribution of S. carpocapsae more skewed to positive values (Fig. 3).
Other statistically significant differences between S. carpocapsae and C. briggsae included the proportion of invariable windows (χ 2 = 321.74, d.f. = 1, p < 6.1 × 10−72), and the theta average (t = −82.681, d.f. = 134130, p < 2.2 × 10−16) (Table 2).
Functional annotations of genes in windows with significant Tajima’s D values are shown in Additional files 7 and 8. In S. carpocapsae, there were no enriched GO terms in the genes with significant values, either positives or negatives.
Selection in differentially expressed proteins
To assess how selection is affecting genes related to the host-pathogen interaction, we analysed patterns of selection in genes for differentially expressed proteins. In a previous study, nematodes in the Infective Juvenile (IJ) stage were induced with host insect (Galleria mellonella) tissues to detect differentially expressed proteins . In that study, we conducted a qualitative analysis with which we identified 1,154 differentially expressed proteins. In the present study, using the same data, we conducted a label-free quantitative analysis (see Methods). We identified 147 significantly differentially expressed proteins in relation to the control. Considering both qualitative and quantitative analyses, there were 1301 differentially expressed proteins (Additional file 9). In addition, we detected 2,237 proteins that were not differentially expressed between samples and the control (Additional file 10).
Patterns of selection in the genome of Steinernema carpocapsae and in identified expressed proteins
Significant positive Dc
Significant negative Dc
In the intraspecific analysis, we obtained data for 3093 genes of the identified proteins (1009 differential and 2084 non-differential). Among the differentially expressed proteins, 4.16% (42/1009) presented significant Tajima’s D values in their coding genes. From these, 2.28% (23/1009) presented positive D values, and 1.88% (19/1009) presented negative D values. In non-differentially expressed proteins, we found 3.8% (79/2084) significant D values, 1.4% (29/2084) with positive values, and 2.4% (50/2084) with negative values (Table 3) (Additional file 11). Differentially expressed genes showed a slightly higher proportion of genes with significant D values (4.16%) in relation to the 3.53% (530/14994) in the global scan (Table 2) and the non-differentially expressed genes (3.8%), although the differences were not significant (Fisher’s exact test, p = 0.292928 and p = 0.621698, respectively). Differentially expressed genes with significant positive D values (2.28%) showed also an increased proportion in relation to the 1.52% (228/14994) in the global scan (Table 2) and the non-differentially expressed genes (1.4%). Although the p-values were marginal (Fisher’s exact test, p = 0.066236 and p = 0.075006, respectively), these differences were not significant.
This study is a first assessment of the impact that parasitic lifestyle might have on nematode genomes. We characterized selection patterns at the genome level in parasitic and free-living nematodes from two clades of the Nematoda phylogeny to assess consistency. In addition, we assessed whether genes responding to the interaction with host tissues showed specific patterns of selection, using the entomopathogenic nematode S. carpocapsae as a model.
In the interspecific analysis, the observed proportions of genes with positively selected sites found in parasites as a whole and in free-living nematodes were similar in both clades (Table 1), despite differences in vertebrate parasites. Although we detected a significantly higher proportion of genes with sites under positive selection in free-living nematodes, functional enrichment tests showed a higher number of enriched GO terms and a different enrichment profile in parasites (Additional file 3: Figure S2), indicating that the difference is rather qualitative. This gives further support to previous observations indicating that an arms-race interaction between hosts and pathogens affects specific genetic functions, but does not necessarily increase the global number of positively selected genes . In parasites, most of the enriched functions involved immune response, production of antimicrobial compounds, and mitochondrial processes (Fig. 2, Additional files 3 and 4). It is known that symbiotic entomopathogenic bacteria produce antimicrobial peptides during infection to eliminate other potential microbial pathogens from the host . Nematodes could be contributing to this end with their own antimicrobial arsenal. In addition, immune response might be needed to fight against attacks from these same microbes or even to defend themselves from their exponentially growing symbiont, also during the infection process. In C. elegans, snf-12, homologous to one of the genes we identified in S. carpocapsae, has a role in defence against bacterial and fungi pathogens ). As there are no known symbionts in C. elegans, both possibilities, defence against other pathogens and against the symbiont remain open in EPNs. Enrichment in mitochondrial processes is interesting because there are few examples in which genes related to mitochondrial processes might be linked to parasitism . Genes relevant to the mitochondrial function were also identified here in the intraspecific analysis. One of them, nuo-6, has been used for phylogenetic analysis in Taenia spp. and other species , although so far we did not find reports indicating any role in pathogenesis. The other gene, sut-1, is involved in development , as is ATAD-3, a protein previously identified as potentially relevant in the pathogenic process . This could suggests that developmental processes are relevant in pathogenesis, a reasonable expectation considering that during the initial steps of infection nematodes need to recover from the resistance larval stage (IJ) to the more active parasitic stage . The evaluation of different alleles or mutations in these genes to observe whether there are differential phenotypes in the pathogenic process could be a promising future area of research.
Interestingly, in both clades, the branches leading to parasitic nematodes (S. carpocapsae and Strongyloides ratti in clade IV and Heterorhabditis bacteriophora and Haemonchus contortus in clade V) had lower proportions of genes with sites evolving under positive selection than the branches of each of the parasitic species. This is difficult to interpret, however the increase in this proportion in each of the species might be related to host-shifting and specialization, mediated by coevolutionary dynamics.
In our interspecific analyses we scanned relatively low numbers of genes (between 7 and 9% of the protein-coding genomes) because nematode species are in general highly divergent , making it difficult to find a high number of one-to-one orthologues. Also, the genes analysed can be considered to be among the most conserved, and it can be counterintuitive to look for positive selection in these genes. However, these genes are especially interesting because they show variation at the sequence level while preserving their function, making them more relevant to assessing whether the observed differences between the species were fixed by positive selection or by random drift [38, 39]. In our case, all but one of the analysed orthologues showed variation among the species at the amino acid level but only a small proportion of them (1.3 – 5.76%) showed signs of positive selection. This leaves open the possibility that most of the observed amino acid variation is neutral, or is due to linked selection, possibilities that need to be investigated further. In other studies, the proportion of genes under positive selection varied between 2.4% in mammals  to 43% in ants , also indicating that substantial amounts of variation are not explained by positive selection.
To conduct a more comprehensive analysis of the effect that lifestyle might have at genomic level, including coding and intergenic regions, an intraspecific analysis is appropriate. With this analysis, more recent or ongoing selection events can be detected . Demographic processes might also produce signals that can be confounded with signatures of selection, reflected in positive D values (for processes increasing diversity) or in negative D values (for processes decreasing diversity) [13, 30, 32]. However, demographic events are expected to affect all genes in a genome, whereas selection pressures act in specific loci of the genome [30, 32, 41]. Thus, a method to discern demographic from selective effects is to conduct a genome-wide analysis. Better results can be achieved if specific population parameters can be modelled for the specific populations under analysis , although this requires a good characterization of the variation in the populations that is currently lacking for nematode species. Our strategy allowed us to obtain an observed distribution from which we estimated corrected confidence limits to detect Tajima’s D values that were significantly different from both the expected values under neutrality and the values linked to demographic processes, which were assumed to be reflected in the average of D values across all the analysed windows. The comparison of these confidence limits with those obtained from the theoretical distribution proposed by Tajima  indicated that our approach avoided a bias in accepting or rejecting candidate regions. The Tajima confidence limits are asymmetrical in relation to the real data distribution (Fig. 3). Thus, the estimation of confidence limits from the real distribution of D values improves the power of the test and avoids bias towards positive or negative values. A similar result was obtained by Schmidt and Pool  using simulations. One problem of our approach is that when performing comparisons between species, the percentage of significant positive and negative values will always be similar, because the idea is to accept a predefined marginal percentage of values from each side of the distribution (in our case, 2%). This nullifies any possible conclusion regarding the impact of lifestyle in the proportion of genes with signatures of selection. Nevertheless, the comparison of the distribution itself can gives us some clues regarding the impact of lifestyle in the patterns of selection at the genomic level. The shape of the distribution of S. carpocapsae is different and more skewed to positive values of Tajima’s D in relation to the distribution of C. briggsae (Fig. 3). This might be indicative of pervasive balancing selection acting in the genome of the entomopathogenic nematode, due to Red Queen or trench warfare co-evolutionary host-pathogen dynamics. An alternative explanation is that demographic processes are not only affecting the average D value, but also changing the shape of the distribution, a more complex scenario that needs to be further investigated; perhaps by modelling different demographic scenarios to assess specific effects in Tajima’s D distribution. Another problem in our comparison is that there is more genetic distance among the C. briggsae strains than among S. carpocapsae strains included in the analyses (Additional file 12). This is reflected in the significantly higher number of invariable windows detected in S. carpocasae in relation to C. briggsae. However, positive values of Tajima’s D correlate with higher levels of nucleotide diversity in relation to segregating sites . Therefore, the fact that S. carpocapsae shows more windows with positive D values than C. briggsae, when there is less genetic distance among their strains, reinforces the idea that balancing selection is acting with more strength in S. carpocapsae due to its pathogenic lifestyle. Under balancing selection, more alleles will be maintained in each segregating site. S. carpocapsae has a significant lower theta (θ) average than C. briggsae (Table 2), an estimator that is proportional to the number of segregating sites . To maintain different alleles in a significant number of these sites, a higher strength of selection is required.
To assess if genes participating in the interaction with the host show different patterns of selection, we compared the proportion of genes with signatures of selection in differentially expressed genes against the proportion found in the global analyses and with the proportion of non-differentially expressed genes (Table 3). In the interspecific analysis, the proportion of genes with positive selected sites was higher in differentially expressed genes (7.69%) in relation to both, the global analysis (4.77%) and the non-differentially expressed genes (6.71%), although the differences were not statistically significant. Interspecific analyses are suitable for detecting past selection  in a time frame commensurate with the divergence time of the species analysed. In our analysis, we detected ancient selection and it is possible that the genes that were targeted at that time are different than the genes that are currently relevant in the interaction. In the intraspecific analyses, we observed a slightly higher proportion of genes with significant D values among the differentially expressed genes (4.16%) in relation to both the global scan (3.53%) and to the non-differentially expressed genes (3.80%) that were not significant. Interestingly, the differences were more evident in the proportion of genes with significant positive D values. There were 2.28% of these genes among the differentially expressed genes, 1.52% in the global scan, and 1.40% in the non-differentially expressed genes. It is also interesting that the tendency is reverted in the proportion of genes with significant negative D values, which is lower in differentially expressed genes (1.88%) than in the global scan (2.01%) or in the non-differentially expressed genes (2.4%).
The lack of significance in the observed differences precludes further conclusions. In the case of the interspecific analysis, a clearer picture might emerge by analysing more closely related species. Also, both analysis were based on protein-coding expressed genes detected under specific conditions and methods. Testing for different conditions, aiming to capture different stages during the pathogenic process or specific groups of genes, might increase the power of the tests and help to tease apart the relevance of specific types of selection along the process.
Our study provides a first portrait of the effects that lifestyle might have in shaping the patterns of selection at the genomic level. Our massive scan for positive selection indicates that in pathogenic nematodes, positive selection is targeting specific genetic functions, possibly due to an arms-race host-pathogen interaction. Our intraspecific genomic analysis indicates that balancing selection could be acting with more strength in the S. carpocapsae genome in comparison with the genome of free-living C. briggsae, leaving open the possibility that this increased effect of balancing selection is due to Red Queen or trench warfare co-evolutionary host-pathogen dynamics. Until now, the examples of genes showing signatures of either of these evolutionary genetic interactions were limited to single genes, mostly related to effectors or genes related to the immune response. Here we found examples in which more conserved genes and genes related to mitochondrial function could also be the target of selection due to host-pathogen dynamics, opening new avenues of research. Finally, differentially expressed genes responding to host tissues, are slightly enriched in balancing selection, in agreement with the idea that this type of selection might be more relevant to genes participating in the host-pathogen interaction than other types of selection.
Nucleic and amino acid sequences of eight nematode species belonging to clades IV and V , with parasitic and free-living lifestyles were analysed. Sequences from seven of these nematodes were downloaded from Wormbase  (release WS244). Sequences from Steinernema carpocapsae strain Breton were generated previously by our group  (GenBank Bioproject ID# 39853). Nematodes from clade IV included Panagrellus redivivus (free-living), Strongyloides ratti (vertebrate parasite), Steinernema carpocapsae (entomopathogenic), and Bursaphelenchus xylophilus (mycophagous) that causes the pine wilt disease . Nematodes from clade V included Caenorhabditis briggsae and Panagrellus redivivus (free-living), Heterorhabditis bacteriophora (entomopathogenic), and Haemonchus contortus (vertebrate parasite).
Likelihood Ratio Tests (LRTs) performed for each selected branch
Codon substitution model
H0: Same ω for all branches
H1: Different ω for all branches
Model 0: one-ratio model vs Model 1: free-ratios model.
Model 0: model = 0, fix_omega = 0, omega = 0
Model 1: model = 1, fix_omega = 0, omega = 0
H0: Same ω for all branches
H1: A different ω for the foreground branch
Model 0: one-ratio model vs Model 2: different ratio in the specified branch
Model 0: model = 0, fix_omega = 0, omega = 0
Model 2: model = 2, fix_omega = 0, omega = 0
H0: ω = 1 for the foreground branch
H1: ω ≠ 1 for the foreground branch
Model 2: different ratio in specified branch vs Model 2 fix ω: ratio = 1 in the specified branch
Model 2: model = 2, fix_omega = 0, omega = 0
Model 2 fix ω: model = 2, fix_omega = 1, omega = 1
H0: Same ω for all sites among branches.
H1: Different ω for all sites in the foreground branch.
A: different ratio per site in specified branch vs A1:
ω ratio = 1 per site in the specified branch
A: model = 2, NSsites = 2, fix_omega = 0
A1: model = 2, NSsites = 2, fix_omega = 1, omega = 1
Steinernema carpocapsae and Caenorhabditis briggsae strains used for intraspecific analysis
We selected Caenorhabditis briggsae as a model of free-living nematode for comparison because it was the only free-living species with several available genomes from different strains. Sequences from C. briggsae were downloaded from the NCBI Sequence Read Archive (SRA; http://www.ncbi.nlm.nih.gov/sra) and aligned with BWA-MEM to the reference genome assembly PRJNA10731 (release WS253) of C. briggsae strain AF16 , downloaded from Wormbase . Accession numbers of all the strains are shown in Table 5.
SNP calling was completed with a Samtools v.1.3.1 and Bcftools v. 1.2 [55–57] pipeline. The output files, in the Variant Call Format (VCF), were used to construct haplotype map-like files , for each of the nematode species. These resulted from the alignment of the VCF files to the reference genomes used for the alignments. Regions with repetitive elements or with a lack of coverage were filtered.
The program Massive Tajima developed in our group (available upon request), was used to estimate the index of nucleotide diversity (π) , the proportional estimator of segregating sites theta (θ) , and Tajima’s D  in non-overlapping sliding windows. This program is capable of generating and analysing the observed distribution of D values. The analysis was performed across the complete genomes in windows of 1,000 bp. In windows without variation (π =0) the estimation of Tajima’s D is not possible. Windows with less than 90% of sequence coverage for one or more species were discarded. We obtained the average and the observed distribution of D values for each species. Invariable windows were excluded from the distribution. This statistic is sensitive to demographic processes that might produce signals that can be confounded with signatures of selection . To ameliorate the negative demographic effects (see Discussion), we used the observed distribution to calculate corrected confidence limits with the method that Schmidt and Pool used to correct the confidence limits in simulated distributions . A determined percentile on each tail of the distribution is used to find the confidence limits to identify windows with significant D values. To achieve a confidence of 95%, we intended to record the 2.5 percentile on each tail of the observed distribution. However, the D values were non-continuous (i.e., were distributed in discrete intervals, see Fig. 3), forcing us to select the 2 percentile on each tail (or jump to the 3 percentile). Thus the 2% more positive values, and the 2% more negative values were considered as candidate regions to have been targeted by selection, and established the corrected confidence limits of the distribution. For comparison, we used the theoretical distribution proposed by Tajima  to define the theoretical confidence limits. Significance of the difference in proportion of invariable windows between S. carpocapsae and C. briggsae was assessed with a χ 2 test in a 2 × 2 table. The differences in theta and Tajima’s D averages were assessed by t-test and a Wilcoxon (W) test. The difference in the distribution of D values was assessed by the nonparametric Kolmogorov-Smirnov (K-S) test.
Selection in differentially expressed proteins
Shotgun proteomics data from nematodes induced with insect tissues and from controls without induction were generated previously . In brief, IJ nematodes were induced with either haemolymph or intestine of Galleria mellonella for 4 hours. Nematodes were ground in liquid nitrogen and used to extract total soluble proteins. Shotgun proteomics was done fractioning 200 μl of the total protein extract. Thirty μg of protein from each fraction were then analysed by LC-MS/MS using a Thermo Scientific Q-Exactive Orbitrap MS spectrometer in conjunction with a Proxeon Easy-nLC II HPLC (Thermo Scientific) and a source Proxeon nanospray using a reverse phase column. The MS/MS spectra were acquired using the TOP15 method following the equipment manufacturer’s instructions. All analyses were run in duplicate, including treatment samples and controls . With this data, Rougon-Cardoso et al.  conducted a qualitative analysis in which those proteins that were expressed in the samples and absent (below the detection level) in the controls, or vice versa, were detected. In the present study, using the same data, we conducted a label-free quantitative analysis, in which those proteins expressed only in the samples or the controls were excluded. Raw files of every fraction of the samples were processed using MaxQuant v 18.104.22.168 [61, 62] for protein identification and quantification. For identification of proteins, a false discovery rate of 1% at the peptide and protein level was used. The average absolute mass deviation was 0.2 parts per million (p.p.m.). For protein quantification, we used intensity based absolute quantification, or iBAQ . Proteins amounts were calculated as the sum of all peptide peak intensities divided by the number of theoretically observable tryptic peptides. Data analysis was performed with Microsoft Office Excel and Perseus v.22.214.171.124 . Differential expression analysis was performed using only proteins observed in the two replicates per condition, using t-test analyses and a False Discovery Rate (FDR) of 5%. The results of the qualitative analysis done in  were combined with the results of the quantitative label-free analysis described above.
The total list of differentially expressed proteins were contrasted against the list of genes with signatures of selection from both the interspecific and the intraspecific analyses, to identify the number of genes with expression data having also evolutionary data. From these genes, we counted the number of genes showing specific signatures of selection in both the differentially expressed and non-differentially expressed genes. These values were compared against each other and against the global analysis (inter and intraspecific). The significance of these differences were assessed by Fisher’s exact tests in 2 × 2 tables.
Functional annotation and enrichment analyses
The association of genes to gene ontology (GO) terms (functional annotation) and enrichment of GO categories in genes with signatures of selection were performed with Blast2GO with a Fisher’s exact test . For the enrichment tests, we assessed if in genes with signatures of selection there were overrepresented GO terms in comparison to the genes without signs of selection in each analysis. In this way, we compared the associated GO terms found among genes with signatures of positive selection against the associated GO terms found in the rest of the analysed orthologue genes. In addition, GO terms in genes associated with windows with significant Tajima’s D values were contrasted with the remaining genes in the genome.
Genome sequences were aligned gene by gene and concatenated for S. carpocapsae and C. briggsae strains. Nucleotide substitution models were estimated with jModelTest v. 2.1.3 , and the best model under the Bayesian information criterion (BIC) was chosen (Additional file 12). Alignments were transformed into phylip format with Clustalw2 v. 2.1 [45, 46], and pairwise maximum likelihood distances were estimated between strains with Tree-puzzle .
Clarisse, a script for massive scans of positive selection using PAML, was developed and kindly provided by Victor Villa Moreno, from the Laboratorio de la Diversidad Biomolecular from Langebio, Cinvestav, under the direction of Dr. Mauricio Carrillo-Tripp. Christian Martinez provided bioinformatics technical help. We thank Alexander Loannidis and Sean M. Rovito for language editing. Two anonymous reviewers helped us to interpret dN/dS values from parasitic branches and the enrichment of immune response GO terms.
The research leading to these results has received funding from FOMIX-Hidalgo (Fomix-Hgo-2008-C01-97032), and from the People Programme (Marie Curie Actions) of the European Union’s Seventh Framework Programme FP7/2007/2013/ under REA grant agreement n° 612583. MFP, MVE, EGO, and JNGCh received CONACYT fellowships for Master and/or Ph.D. studies (Reg. No. 219899; 262815, 746997, and 262962, respectively).
Availability of data and materials
Genome sequences of Steinernema carpocapsae strains generated during the current study are available in the NCBI GenBank, under the BioProject ID# PRJNA351254, and BioSample accessions: SAMN05952344, SAMN05952345, SAMN05952346, and SAMN05952347.
MFP, RM, designed the study; MFP, conducted experiments; MVE, EGO developed Massive Tajima program; MFP, MVE, EGO, HERA, JNGCh, RM, analysed data; NS, contributed materials, RM, contributed materials and reagents; MFP, RM, wrote the paper. All authors reviewed and approved the manuscript.
The authors declare that they have no competing interests.
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