- Software
- Open Access

# PROCOV: maximum likelihood estimation of protein phylogeny under covarion models and site-specific covarion pattern analysis

- Huai-Chun Wang
^{1, 2, 3}Email author, - Edward Susko
^{1, 3}and - Andrew J Roger
^{2, 3}

**9**:225

https://doi.org/10.1186/1471-2148-9-225

© Wang et al; licensee BioMed Central Ltd. 2009

**Received:**24 March 2009**Accepted:**8 September 2009**Published:**8 September 2009

## Abstract

### Background

The covarion hypothesis of molecular evolution holds that selective pressures on a given amino acid or nucleotide site are dependent on the identity of other sites in the molecule that change throughout time, resulting in changes of evolutionary rates of sites along the branches of a phylogenetic tree. At the sequence level, covarion-like evolution at a site manifests as conservation of nucleotide or amino acid states among some homologs where the states are not conserved in other homologs (or groups of homologs). Covarion-like evolution has been shown to relate to changes in functions at sites in different clades, and, if ignored, can adversely affect the accuracy of phylogenetic inference.

### Results

PROCOV (protein covarion analysis) is a software tool that implements a number of previously proposed covarion models of protein evolution for phylogenetic inference in a maximum likelihood framework. Several algorithmic and implementation improvements in this tool over previous versions make computationally expensive tree searches with covarion models more efficient and analyses of large phylogenomic data sets tractable. PROCOV can be used to identify covarion sites by comparing the site likelihoods under the covarion process to the corresponding site likelihoods under a rates-across-sites (RAS) process. Those sites with the greatest log-likelihood difference between a 'covarion' and an RAS process were found to be of functional or structural significance in a dataset of bacterial and eukaryotic elongation factors.

### Conclusion

Covarion models implemented in PROCOV may be especially useful for phylogenetic estimation when ancient divergences between sequences have occurred and rates of evolution at sites are likely to have changed over the tree. It can also be used to study lineage-specific functional shifts in protein families that result in changes in the patterns of site variability among subtrees.

## Keywords

- Optimal Topology
- Covarion Model
- Covarion Site
- Covarion Process
- Correct Topology

## Background

The covarion hypothesis of molecular evolution proposes that selective pressures on a given amino acid or nucleotide site are dependent on the identity of other sites in the molecule that change throughout time, resulting in changes of evolutionary rates of sites along the branches of a phylogenetic tree [1]. At the sequence level, covarion-like sites are often recognizable in alignment columns as residues that are conserved among taxa in one clade but variable among taxa in one or several other clades. Changes in rates at sites in different sequences are also referred to as type-I functional divergence [2] or 'heterotachy' [3]. Covarion-like evolution is now widely recognized as an important mode of molecular evolution in protein-coding genes, structural RNA, and DNA regulatory elements (*e.g*., [4–6]). This realization has fueled the development of several kinds of phylogenetic models including: (i) 'covarion models' that are designed to model the stochastic changes of rates at sites in sequences [7–12], (ii) discrete 'rate-shift' models where sudden changes in rates at multiple sites occur at particular splits in the tree [13], and (iii) mixture of branch lengths-based heterotachy models [14–18]. Empirical studies have shown that phylogenetic estimation under the covarion models may recover different optimal topologies than when estimation is performed ignoring covarion effects [*e.g*., [10]]. Indeed, simulation studies have shown that under some branch-length conditions, use of rates-across-sites (RAS) models that ignore covarion effects may cause long-branch repulsion biases in the resulting phylogenetic estimates [19]. Other studies have focused on developing computational methods to detect whether covarion-like evolution occurs in protein families [20–22], identify covarion or heterotachous sites to analyse functional shifts in a protein family [2, 13, 23–28] and detect positive selection in primate and viral genes [28–31].

Covarion models with changing rates of evolution at sites in different parts of the tree build upon the simpler RAS models that assume evolutionary rates are variable among sites but constant across lineages in a gene or protein. RAS is typically modeled by a 'discretized' approximation of the gamma distribution with a series of equiprobable rate classes [32]. The modeling of covarion processes is more challenging. Typically, these models allow rates at a site to vary gradually through the tree according to a stochastic process. The gradual rate shift in a covarion context can be formulated as a Markov model of rate switching between different rate classes, usually eight or less.

Five specific covarion models have been proposed that differ in the complexity of the rate switching processes [7–12]. The simplest model, proposed by Tuffley and Steel [7], assumes that rates along a branch in a phylogenetic tree can have two states 'off' and 'on'; switching from 'off' to 'on' occurs with one rate (s01) and from 'on' to 'off' (s10) with another rate. When a site is 'off', no substitutions occur and when it is 'on', substitutions occur at a constant rate. Huelsenbeck [8] added additional rate classes to this model. In the Huelsenbeck model, when the site is 'on', the expected substitution rate per unit time at the site is a specific rate drawn from the discrete gamma distribution, whereas it is zero when it is 'off'. A third covarion model was developed by Galtier [9], who assumed that only a subset of sites (of fixed proportion, B) evolve under the covarion process. The remaining sites have a site-specific rate drawn from a discrete gamma distribution. For sites evolving under the covarion process, rates are also drawn from a gamma distribution and the different rate classes can switch freely between each other at a single rate (s11). A more general model that combines features of both the Tuffley-Steel/Huelsenbeck models and the Galtier model was recently proposed [10], in which a covarion site may not only switch between an 'on' and 'off' state but also can switch between different rate categories of 'on' states. This latter model allows a variety of switching rates between the rate classes. More recently Whelan proposed a further generalized model which allows substitution rate-matrix changes as well as rate switches along the tree branches [[11], see also [12]].

The first four covarion models are described in Wang et al. (2007) [10] which were implemented in PROCOV for maximum likelihood (ML) estimation of covarion parameters for a fixed phylogenetic tree and protein alignment data. The new version of PROCOV described herein allows ML-based tree estimation using the subtree-pruning regrafting (SPR) algorithm, under a variety of amino acid substitution models including JTT, WAG and LG [33–35]. We have also utilized several numerical libraries in PROCOV to improve the efficiency of the likelihood calculations and thereby make computationally intensive tree searching analyses more practical. Here we demonstrate the utility of PROCOV in performing 'deep-level' phylogenomic analyses where model misspecification can often lead to long-branch attraction. We further explore the use of PROCOV as a way to detect covarion sites in protein families that have structural and functional significance.

## Implementation

As in all common likelihood-based methods, PROCOV implements a pruning algorithm [36] for the likelihood calculation. In conventional Markov models of protein evolution, there are 20 amino acid states and the substitution rates of the amino acids are described by an instantaneous substitution rate matrix (a *Q* matrix), such as the JTT model. Under the covarion model, character states are two dimensional, describing both the amino acid state and the substitution rate at that state at any given time. The *Q* matrix in a covarion model is thus a large sparse matrix. In PROCOV we used an algorithm introduced in [37] to decompose the *Q* matrix into a sum of two Kronecker products, each consisting of two smaller matrices. Even with this efficient algorithm, the calculation of the likelihood of the data for a given tree with the general covarion model is about 10 to 20 fold slower than for an RAS model with the same number of rate categories. This is because likelihood calculations under the general covarion model have a much larger number of terms to be summed over at each ancestral node as compared to an RAS model. For instance, under the general covarion model with 4 rates, there is a 16-fold increase in the number of terms to be summed relative to that under the RAS model.

For a given topology, ML estimates of parameters are obtained by a modified Newton-Raphson algorithm which requires the calculation of derivatives of the likelihood function with respect to each adjustable parameter. As analytical derivatives are difficult to compute for the covarion parameters, numerical derivatives are computed for all three covarion switching parameters. The derivative for the proportion of covarion sites parameter π in the general and Galtier models is computed analytically as the difference of the covarion likelihood and RAS likelihood across the sites. For the tree searching function, we used the SPR algorithm implemented in NHML [38]. An initial tree is modified by pruning subtrees and moving them to other places. If a rearrangement results in an increase of the likelihood, that tree is kept as a starting tree. The algorithm iterates until no rearrangement increases the likelihood.

PROCOV is written in ANSI C, and is based on the phylogenetic inference package NHML [9, 38]. The current version of PROCOV needs a user-supplied starting tree which should be rooted; the "retree" program of PHYLIP [39] can be used for re-rooting. The starting tree can, for instance, be a neighbor-joining tree or a parsimony tree available from most phylogenetic packages. Compared with NHML, PROCOV has numerous new features, including, for instance, a command-line argument for setting models, parameters, input and output data; implementing protein models and four covarion models (NHML only implements the Galtier model for DNA data); new functions for matrix decomposition, matrix operations and computing derivatives. We have also introduced the following algorithms to speed up the tree searching procedure. Since the optimization of the gamma shape parameter (α) and the covarion parameters takes time, during the tree searching stage, we re-optimize these parameters only when a tree with a higher likelihood than the previous best tree is found. In this way, these parameters drift to the optimal values as the search proceeds. Furthermore, we relax the convergence condition to optimize parameters during the tree search stage; parameter optimization stops when the log-likelihood difference between two consecutive iterations is less than 0.1. For optimizing the final optimal tree, we impose a much stricter constraint (log-likelihood difference = 0.0001). Although the likelihood gain from a stricter convergence threshold is usually small (less than 1), according to our simulation results, this threshold yields parameter values much closer to their true values.

Some of the NHML routines are particularly useful for saving tree searching time and so have been inherited by PROCOV. For example, if a starting tree in the Newick format contains high bootstrap values that are greater than the maximum bootstrap value allowed for branch move during the SPR searches (defined by the variable SH_MAXBOOTCROSSED in the option files of the PROCOV source code package), those branches will not move separately in the SPR stage. Similarly it also has a function to forbid moving those branches that are longer than a user-defined value (defined by the variable SH_MAXLCROSSED in the option files). This branch movement restriction, resulting in partial SPR searches, gives user the flexibility in choosing which internal nodes are fixed and therefore can greatly reduce tree search time if many nodes are fixed. An extreme form of this branch movement restriction is to restrict PROCOV to compare only a few competing topologies, as in our previously published analyses of Angiosperm phylogeny (see [10]). Furthermore, PROCOV inherits from NHML a 'restart' function that can save all of the currently evaluated trees so that it will automatically bypass those topologies if the program has to be started over again. These functions are of practical importance as ML estimation under the general covarion model will usually take several days for a moderate-sized dataset (e.g., 30 taxa 400 sites).

For compilation of the source code, we recommend the use of GCC or compatible compilers. Use of the -O3 and -funroll-loops for compiler optimization also significantly increases its running speed; for a small dataset we tested, this speedup can be more than two fold. PROCOV spends a lot of time doing matrix operations, such as matrix multiplication, matrix inversion and eigenvalue/eigenvector decomposition. To do these kinds of calculations, phylogenetic programs including NHML commonly use C routines based on those described in *Numerical Recipes* [40]. To improve speed, the current version of PROCOV makes use of the high quality routines in Basic Linear Algebra Subprograms (BLAS; http://www.netlib.org/blas) implemented in Automatically Tuned Linear Algebra Software (ATLAS; http://math-atlas.sourceforge.net) to perform basic vector and matrix operations. This has been found to increase the speed of PROCOV by at least three fold (see results below). Recommendations for utilizing the BLAS libraries other than through the free ATLAS (e.g., through the commercial Sun Performance Library or Intel^{®} Math Kernel Library) are included in the Makefile.

## Results

### Comparing the speedup of PROCOV with the new BLAS implementation

To compare the speedup of PROCOV with the BLAS implementation versus the non-BLAS implementation, we tested two protein datasets (Acetyl-CoA carboxylase with 36 taxa and 212 sites and Heat shock protein 70 (HSP70) with 34 taxa and 432 sites) for fixed topologies, previously inferred with PHYML [41] under JTT + Gamma, and optimized the parameters with JTT + the general covarion model with PROCOV. For Acetyl-CoA carboxylase, with the BLAS implementation, it took 22 minutes to finish parameter optimization and obtain the final log-likelihood score whereas the non-BLAS version took 1 hour 42 minutes for the same analysis. For the HSP70 data set with a fixed tree, the BLAS and non-BLAS versions took 49 minutes and 2 hours 28 minutes, respectively. The final likelihood scores yielded by the BLAS and non-BLAS versions of PROCOV are the same in both cases.

To assess the performance for PROCOV on tree searching, we simulated five datasets of 250 sites with seq-gen-aminocov [19] based on a tree topology obtained from a 17-taxon 60 KDa chaperonin (CPN60) dataset [10]. The reference tree and simulated datasets are available on the PROCOV web site. The simulations employed the JTT model and the RAS, Tuffley-Steel (TS), Galtier, Huelsenbeck and general covarion models, respectively. For the models with an RAS-process (all but the TS model), four gamma rates were used in simulation. We then used PROCOV to estimate the topology for each dataset under the corresponding model (i.e, using the same model that was used for simulating the data for each dataset) and (except for the TS model) 4 gamma rates, with a starting tree that was obtained with the neighbor-joining method by PHYLIP for each dataset. PROCOV successfully recovered the same true topology in each case. The speedups in PROCOV with the BLAS versus non-BLAS implementations are 1.6, 3.2, 3.4 and 3.8 fold for the four covarion models, respectively. There is no speedup for the RAS model, as the BLAS libraries are not implemented for calculations under the RAS model. The above comparative results with and without the use of the BLAS libraries were conducted on a computer with a 2.93 GHz Intel quad core Xeon processor with 15.69 GB RAM. Similar speedups were also observed on a computer with a different CPU architecture (2 GHz AMD Opteron processor with 2 GB RAM).

Estimated parameters under SPR-based full tree search for datasets of 250 amino acid sites simulated based on a 17-taxa chaperonin tree with JTT + the listed models.

Model | Parameter | ln likelihood | # SPR | CPU time | ||
---|---|---|---|---|---|---|

Used in simulation | PROCOV estimation | trees searched | ||||

RAS | α | 0.50 | 0.50 | -4245.78 | 698 | 17 min |

Tuffley-Steel | s01 | 1.875 | 1.66 | -4752.23 | 648 | 14 min |

s10 | 1.25 | 0.80 | ||||

Galtier | α | 0.5 | 0.41 | -4188.25 | 673 | 6 hr 52 min |

s11 | 1.5 | 2.29 | ||||

π | 0.6 | 0.57 | ||||

Huelsenbeck | α | 0.5 | 0.46 | -4070.79 | 648 | 6 hr 8 min |

s01 | 1.875 | 1.89 | ||||

s10 | 1.25 | 0.83 | ||||

General | α | 0.5 | 0.50 | -4156.24 | 672 | 6 hr 26 min |

s01 | 1.5 | 1.00 | ||||

s10 | 2 | 1.35 | ||||

s11 | 2.5 | 5.35 | ||||

π | 0.6 | 0.62 |

Previously we showed that the general model can converge to the Huelsenbeck and Galtier models when datasets are simulated under these models [10]. Here we further show that the general model can even adapt to the RAS model when the data are simulated under RAS. For the CPN60 dataset simulated under the JTT + RAS model, the general model recovered the same correct topology as the RAS model. Moreover, the branch length estimates under the general model are very close to that under the RAS model (the differences in the sums of the internal and external branch lengths are 0.01 and 0.03, respectively) for the total true tree length of 3.92. It turns out that the general model was able to adjust the covarion parameters (the covarion proportion π = 0.03, s01 = 0.03, s10 = 0 and s11 = 50, indicating no covarion for this data) to converge to the RAS model. Therefore, both the topology and the branch lengths were correctly inferred. For the same RAS-simulated dataset we also found that the Huelsenbeck model was able to correctly estimate both the topology and branch lengths by adjusting parameters to mimic RAS-like process (s01 = 100, s10 = 0).

### Establishing the phylogenetic position of Microsporidia

Tree | PROCOV | QmmRAxML | |
---|---|---|---|

GCM+WAG | RAS+WAG | cF+RAS+WAG | |

Microsporidia-fungi-clade | -737,304.13 | -742,093.43 | -731,758.97 |

Microsporidia-archaea-clan | -741,721.00 | -741,895.93 | -731,780.03 |

Log likelihood difference between the two trees | 4416.87 | -197.50 | 21.06 |

### Detecting covarion sites of functional and structural significance

Covarion models are useful not only because of improved phylogenetic estimation; they can also be used to identify patterns of sequence evolution that explain divergence in protein function or structure. Previous computational work on elongation factors (EF) has nicely demonstrated that identifying evolutionary site-rate shifts coupled with analyses of three-dimensional structures of the protein family can pinpoint sites that are likely important in functional divergence and structural change between bacterial elongation factor Tu (EF-Tu) and eukaryotic elongation factor 1α (EF-1α) [24]. In fact a number of additional methods have been developed over the last decade to identify rate-shifted sites for the same purpose [2, 23, 25–28, 48]. Most of these methods rely upon assuming that a discrete shift in rates at many sites has occurred over one branch in the protein phylogeny under examination and estimation of the phylogeny is usually performed beforehand using standard phylogenetic models.

*vice versa*. Eighteen sites (marked as 'c1') were detected as covarion sites by PROCOV also demonstrate this typical covarion pattern but were not flagged by Gaucher and colleagues' method. As an independent test, we also used our rate-shift detection program Bivar [13] to estimate rate differences between the two subgroups of EF-Tu and EF-1α, which recovered 34 sites as rate shifted with a p-value < 0.05. Thirty one of these are the same covarion sites as picked up by PROCOV (Table 3). Eleven sites (32, 37, 39, 67, 96, 106, 160, 178, 271, 350 and 356) identified by PROCOV as covarion sites clearly show a typical covarion pattern, but these sites were not picked up by Bivar (p-value > 0.05 in Table 3). These comparisons indicate PROCOV may have more power to identify covarion sites than either Bivar or the Gaucher et al. method.

Forty three sequence positions in the EF data show the highest differences between covarion site likelihood and RAS site likelihood.

Position* | Lambda** | Covarion site*** | Bivar P-value**** | |
---|---|---|---|---|

1 | 34 | 7.280 | c | <0.001 |

2 | 36 | 6.503 | c | <0.001 |

3 | 325 | 6.246 | c | <0.001 |

4 | 305 | 5.652 | c | <0.001 |

5 | 138 | 5.458 | c | <0.001 |

6 | 336 | 4.873 | c | <0.001 |

7 | 329 | 4.790 | c | <0.001 |

8 | 153 | 4.702 | c | <0.001 |

9 | 327 | 4.632 | c | 0.014 |

10 | 35 | 4.595 | c | 0.022 |

11 | 123 | 4.438 | c | 0.004 |

12 | 311 | 4.199 | c | 0.003 |

13 | 189 | 4.034 | c | 0.007 |

14 | 103 | 3.906 | c | 0.001 |

15 | 69 | 3.726 | c | 0.004 |

16 | 131 | 3.430 | c | 0.002 |

17 | 256 | 3.256 | c2 | 0.122 |

18 | 351 | 3.202 | c | 0.027 |

19 | 38 | 3.120 | c1 | 0.043 |

20 | 51 | 3.073 | c1 | 0.013 |

21 | 42 | 3.057 | c1 | 0.029 |

22 | 106 | 2.896 | c1 | 0.064 |

23 | 67 | 2.866 | c | 0.120 |

24 | 271 | 2.793 | c1 | 0.064 |

25 | 133 | 2.789 | c | 0.045 |

26 | 144 | 2.700 | c1 | 0.002 |

27 | 163 | 2.604 | c | 0.006 |

28 | 263 | 2.588 | c | 0.033 |

29 | 31 | 2.557 | c1 | 0.012 |

30 | 39 | 2.442 | c1 | 0.065 |

31 | 160 | 2.274 | c | 0.073 |

32 | 64 | 2.23 | c1 | 0.038 |

33 | 32 | 2.143 | c | 0.147 |

34 | 82 | 2.116 | c1 | 0.029 |

35 | 96 | 2.092 | c1 | 0.080 |

36 | 326 | 2.060 | c | 0.021 |

37 | 178 | 2.047 | c1 | 0.341 |

38 | 37 | 1.935 | c1 | 0.081 |

39 | 40 | 1.921 | c1 | 0.023 |

40 | 350 | 1.875 | c1 | 0.071 |

41 | 355 | 1.818 | c1 | 0.039 |

42 | 288 | 1.755656 | c1 | 0.043 |

43 | 356 | 1.694422 | c1 | 0.111 |

Site 256 in Table 3 is particularly interesting, as it ranks relatively high (17^{th}) among the log-likelihood differences between a covarion process and the RAS process yet has a non-significant Bivar p-value of 0.12. The method used by Gaucher and colleagues also did not pick up this site as a covarion site. Inspection of the residues at this site (Figure 5), reveals that it does not have a typical 'covarion pattern' as the site is variable in both bacterial and eukaryotic EFs. The EF-1α subgroup is slightly more variable at this site, displaying 10 different amino acids that collectively can be binned into 4 of the six different "Dayhoff" groups of amino acids (I, L, M, V; E, Q; R; G, S, T) as compared to the EF-Tu subgroup, which has 6 different amino acids from 3 of the Dayhoff groups (I, L, M; E, Q; R) [50, 51]. Figure 2 shows the amino acids at site 256 mapped on to the EF-Tu/1α tree. Close inspection of the substitutions at this site in the EF-1α subtree reveals that a number of radical amino acid changes occur between relatively closely related sister taxa in the tree (e.g. *Drosophila* has an M, versus S in *Artemia* and *Podospora* has a V where *Trichoderma* has a Q). Such radical changes are not observed in similarly closely related bacteria in the EF-Tu subtree. A subsequent analysis of the two subgroups separately with the general covarion model indicates the eukaryotic EF1α has a very big positive difference between ln(l_cov) and ln(l_ras) at site 256 (Λ_{EF-1α} = 6.35) which suggests it could be a covarion site for the eukaryotic subset. By contrast, Λ_{EF-Tu} = 1.55 for the bacterial subset and is unlikely a covarion site, although a simulation study is needed to determine a Λ threshold for the two subtrees separately.

Despite the strong support for site 256 being a covarion site in EF-1α, the residues at the site do not present a typical covarion pattern where variability is differentially restricted in different groups. One possible explanation of these observations is that the covarion model is compensating for the radical substitutions between closely related taxa observed in the EF-1α subtree, which are not consistent with the WAG substitution model. A rate-switching process could accommodate such radical substitutions by in effect 'lengthening' the branches between closely related taxa. This is in contrast to an RAS model where the rates of evolution must remain constant across the tree even if radical substitutions are observed in some closely-related taxa but not in others. To test the idea that the covarion model was compensating for this kind of substitution model misspecification at site 256, we compared the likelihood of this site under a simple proportional (Prop + RAS) model (where substitution rates are proportional only to the target amino acid frequencies in the data set) relative to the site likelihood under the WAG + RAS model. As expected, for EF-1α site 256, the ln(l_prop+ras) = -54.83 which is greater than ln(l_wag+ras) = -56.34, despite the fact that over all sites the WAG + RAS model has a greater log-likelihood (-12.51 per site) than the Prop + RAS model (-13.63 per site) for this subgroup. This result suggests that it is the low exchangeability rates in the WAG model corresponding to the radical amino acid changes observed at this site that lead to the poor model fit. Although unexpected, it seems that the covarion model compensates for this kind of model misspecification at sites that do not show classical covarion-type variability patterns.

## Discussion

We have developed PROCOV, an ML-based phylogenetic program for modeling the covarion processes of protein evolution. We showed that compiler optimization, especially the use of highly optimized math libraries, such as BLAS, can significantly speed up likelihood calculation. Although BLAS and related math libraries have been widely used in high performance computing software (e.g. Matlab and R), we are not aware of other phylogenetic software that utilize these efficient libraries. The use of the optimized math library together with some features of PROCOV described above makes it tractable to do full tree search under the general covarion model for datasets of moderate size in a reasonable time (Table 1). For large datasets one can selectively restrict the movements of those branches and nodes that deem to be in the same group when running PROCOV. This partial search will considerably reduce tree search time when many nodes and branches are fixed. For even larger phylogenomic data one can use PROCOV to analyse several competing trees that were already established by other phylogenetic methods and see which of them is preferred by the general model. We applied this method to the Microsporidia phylogenomic dataset [42] and the general model clearly supports the correct Microsporidia-fungi clade tree over the LBA-induced Microsporidia-anchaea clan tree. However, this may not guarantee it is the optimal tree for the general model if a tree search is conducted. For example, a partial tree search of this Microsporidia data estimated a tree of Microsporidia-protist clade that had a higher likelihood than the tree of Microsporidia-fungi clade.

Examples in this study show that phylogenetic tree estimation under a covarion model may or may not estimate a different optimal topology than that under a non-covarion RAS model. For the simulated CPN60 datasets as well as the EF dataset, the RAS and covarion models estimated the same optimal topologies; for the Microsporidia data they differ. Our previous simulations and analytical studies explored topology and branch length conditions that the RAS and covarion models will likely estimate different topologies [19]. Results in Figure 1 show that even though the RAS model was able to estimate the correct topology for data simulated under the general model, it would underestimate the branch lengths. Both the general and Huelsenbeck models, however, will correctly infer the topology and accurately estimate branch lengths for the data simulated under the RAS model. They do so by adjusting the covarion parameters to converge to the RAS model. For real data, we do not know in advance whether the data follow covarion or RAS evolutions or both. The general model, including the RAS and TS, Huelsenbeck and Galtier models as special cases, has the advantage of adapting to the right model in the course of parameter optimization so that it can analyse all relevant types of data appropriately, but suffers from heavy computing loads with large amounts of data.

A recent empirical test of the covarion hypothesis has shown that the frequency of covarion-sites increases with genetic distance [52]. This suggests covarion-based phylogenetic inference may be useful in the estimation of the divergence time of the species spanning longer time periods. It will therefore be interesting to revisit the estimates of dates of divergence using relaxed molecular clock methods [53] in conjunction with covarion models of evolution.

In addition to the advantages of PROCOV for phylogenetic inference under the general model, we also demonstrated that it had more power to detect covarion sites than several previous methods. It can also be used to pinpoint those lineages where covarions are located (data not shown). Like the general covarion model, covarion and RAS site likelihoods are also separately calculated under the Galtier model. By contrast, the TS models is not a mixture of covarion and RAS processes; the Huelsenbeck model, as originally formulated, does not calculate covarion and RAS site likelihoods, separately. Therefore only covarion site likelihoods are calculated for the TS and Huelsenbeck models. Nevertheless, one can run two separate analyses with PROCOV, one under either of the two models, another under the RAS model, and compare their site likelihood differences to obtain Λ's for sites.

All of the four covarion models considered here are stationary time reversible models with an expectation that the proportion of variable sites (p_{var}) is the same in all evolutionary lineages. However, this assumption can be overly restrictive as proportions of variable sites may vary in different lineages [22, 54]. A sequence generator for generating lineage-specific variation in the p_{var} is recently reported [55]. A fruitful area of future development of PROCOV may therefore be to model both changes in the proportion of variable sites and the covarion-based rate changes and switches. Furthermore, the current implemented covarion models assume that rate switching between 'on' and 'off' states and among different 'on' rates are homogenous across sites and the tree, which may not be realistic. This is especially suspicious for large phylogenomic datasets that are from the concatenation of multiple genes of diverse functions with different functional constraints. For instance, we previously reported that the covarion parameters, like the α parameter of the RAS process, varied across different protein families (see Supplementary Table one of [10]). It will be interesting to model this heterogeneity in switch rates variation across sites and lineages and implement it in PROCOV without increasing computational load too much. Finally, the current release of PROCOV (version 2.0) only handles protein sequence data. Analyses of DNA substitutions under covarion models have found applications in inferring the evolutionary history of viral genes [30, 31, 56]. Future extension of PROCOV to allow analyses of DNA sequence data may be useful to investigate these kinds of data sets.

## Conclusion

PROCOV is a phylogenetic program to infer phylogeny under covarion models, which may be especially useful for problems involving estimates of deep divergences in the tree of life, where rates of evolution at sites are likely to have changed over the tree. It can also be used to detect covarion sites, which when combined with structural bioinformatics approaches, can be a powerful method to study lineage-specific functional shifts in protein families as well as protein adaptation.

## Availability and requirements

* Project name: PROCOV: maximum likelihood estimation of protein phylogeny under covarion models (version 2.0).

* Project home page: http://www.mathstat.dal.ca/~hcwang/Procov.

* Operating system(s): Any Unix/Linux platform.

* Programming language: C.

* Other requirements: GCC (version 3 or higher) or compatible compiler. It is recommended to have the BLAS/ATLAS libraries http://math-atlas.sourceforge.net installed on the Unix/Linux system so that PROCOV can run faster. Versions of BLAS and LAPACK, such as the generic versions from ATLAS, Netlib, or vendor-provided libraries that work with your compiler should be installed. The Makefile should then be edited to match the type of the compiler and the path and library names of the BLAS and LAPACK libraries used. The Makefile of the PROCOV source code gives some instances of the BLAS installation on a few commonly-used unix systems.

* License: GNU GPL.

* Any restrictions to use by non-academics: None.

## Declarations

### Acknowledgements

We thank the reviewers' helpful comments and greatly appreciate the assistance of Matthew Spencer and Peter Cordes during PROCOV development. This work was supported by Discovery grants awarded to AJR and ES by the Natural Sciences and Engineering Research Council of Canada (NSERC). AJR acknowledges support from the E.W.R Steacie Memorial Fellowship of NSERC and a research fellowship from the Alfred P. Sloan Foundation. HCW is currently supported by a CGEB postdoctoral fellowship from the Tula Foundation.

## Authors’ Affiliations

## References

- Fitch WM, Markowitz E: An improved method for determining codon variability in a gene and its application to the rate of fixation of mutations in evolution. Biochem Genet. 1970, 4: 579-593. 10.1007/BF00486096.View ArticlePubMedGoogle Scholar
- Gu X: Statistical methods for testing functional divergence after gene duplication. Mol Biol Evol. 1999, 16: 1664-1674.View ArticlePubMedGoogle Scholar
- Lopez P, Casane D, Philippe H: Heterotachy, an important process of protein evolution. Mol Biol Evol. 2002, 19: 1-7.View ArticlePubMedGoogle Scholar
- Miyamoto MM, Fitch WM: Testing the covarion hypothesis of molecular evolution. Mol Biol Evol. 1995, 12: 503-513.PubMedGoogle Scholar
- Misof B, Anderson CL, Buckley TR, Erpenbeck D, Rickert A, Misof K: An empirical analysis of mt 16S rRNA covarion-like evolution in insects: site-specific rate variation is clustered and frequently detected. J Mol Evol. 2002, 55: 460-469. 10.1007/s00239-002-2341-1.View ArticlePubMedGoogle Scholar
- Taylor MS, Kai C, Kawai J, Carninci P, Hayashizaki Y, Semple CA: Heterotachy in mammalian promoter evolution. PLoS Genet. 2006, 2: e30-10.1371/journal.pgen.0020030.PubMed CentralView ArticlePubMedGoogle Scholar
- Tuffley C, Steel M: Modeling the covarion hypothesis of nucleotide substitution. Math Biosci. 1998, 147: 63-91. 10.1016/S0025-5564(97)00081-3.View ArticlePubMedGoogle Scholar
- Huelsenbeck JP: Testing a covariotide model of DNA substitution. Mol Biol Evol. 2002, 19: 698-707.View ArticlePubMedGoogle Scholar
- Galtier N: Maximum-likelihood phylogenetic analysis under a covarion-like model. Mol Biol Evol. 2001, 18: 866-873.View ArticlePubMedGoogle Scholar
- Wang HC, Spencer M, Susko E, Roger AJ: Testing for covarion-like evolution in protein sequences. Mol Biol Evol. 2007, 24: 294-305. 10.1093/molbev/msl155.View ArticlePubMedGoogle Scholar
- Whelan S: Spatial and temporal heterogeneity in nucleotide sequence evolution. Mol Biol Evol. 2008, 25: 1683-1694. 10.1093/molbev/msn119.View ArticlePubMedGoogle Scholar
- Allman ES, Rhodes JA: The identifiability of covarion models in phylogenetics. IEEE/ACM Trans Comput Biol Bioinform. 2009, 6: 76-88. 10.1109/TCBB.2008.52.View ArticlePubMedGoogle Scholar
- Susko E, Inagaki Y, Field C, Holder ME, Roger AJ: Testing for differences in rates-across-sites distributions in phylogenetic subtrees. Mol Biol Evol. 2002, 19: 1514-1523.View ArticlePubMedGoogle Scholar
- Kolaczkowski B, Thornton JW: Performance of maximum parsimony and likelihood phylogenetics when evolution is heterogeneous. Nature. 2004, 431: 980-984. 10.1038/nature02917.View ArticlePubMedGoogle Scholar
- Spencer M, Susko E, Roger AJ: Likelihood, parsimony, and heterogeneous evolution. Mol Biol Evol. 2005, 22: 1161-1164. 10.1093/molbev/msi123.View ArticlePubMedGoogle Scholar
- Zhou Y, Rodrigue N, Lartillot N, Philippe H: Evaluation of the models handling heterotachy in phylogenetic inference. BMC Evol Biol. 2007, 7: 206-10.1186/1471-2148-7-206.PubMed CentralView ArticlePubMedGoogle Scholar
- Kolaczkowski B, Thornton JW: A mixed branch length model of heterotachy improves phylogenetic accuracy. Mol Biol Evol. 2008, 25: 1054-1066. 10.1093/molbev/msn042.PubMed CentralView ArticlePubMedGoogle Scholar
- Pagel M, Meade A: Modelling heterotachy in phylogenetic inference by reversible-jump Markov chain Monte Carlo. Philos Trans R Soc Lond B Biol Sci. 2008, 363: 3955-3964. 10.1098/rstb.2008.0178.PubMed CentralView ArticlePubMedGoogle Scholar
- Wang HC, Susko E, Spencer M, Roger AJ: Topological estimation biases with covarion evolution. J Mol Evol. 2008, 66: 50-60. 10.1007/s00239-007-9062-4.View ArticlePubMedGoogle Scholar
- Lockhart PJ, Steel MA, Barbrook AC, Huson DH, Charleston MA, Howe CJ: A covariotide model explains apparent phylogenetic structure of oxygenic photosynthetic lineages. Mol Biol Evol. 1998, 15: 1183-1188.View ArticlePubMedGoogle Scholar
- Ane C, Burleigh JG, McMahon MM, Sanderson MJ: Covarion structure in plastid genome evolution: a new statistical test. Mol Biol Evol. 2005, 22: 914-924. 10.1093/molbev/msi076.View ArticlePubMedGoogle Scholar
- Gruenheit N, Lockhart PJ, Steel M, Martin W: Difficulties in testing for covarion-like properties of sequences under the confounding influence of changing proportions of variable sites. Mol Biol Evol. 2008, 25: 1512-1520. 10.1093/molbev/msn098.View ArticlePubMedGoogle Scholar
- Lopez P, Forterre P, Philippe H: The root of the tree of life in the light of the covarion model. J Mol Evol. 1999, 49: 496-508. 10.1007/PL00006572.View ArticlePubMedGoogle Scholar
- Gaucher EA, Miyamoto MM, Benner SA: Function-structure analysis of proteins using covarion-based evolutionary approaches: Elongation factors. Proc Natl Acad Sci USA. 2001, 98: 548-552. 10.1073/pnas.98.2.548.PubMed CentralView ArticlePubMedGoogle Scholar
- Knudsen B, Miyamoto MM: A likelihood ratio test for evolutionary rate shifts and functional divergence among proteins. Proc Natl Acad Sci USA. 2001, 98: 14512-14517. 10.1073/pnas.251526398.PubMed CentralView ArticlePubMedGoogle Scholar
- Pupko T, Galtier N: A covarion-based method for detecting molecular adaptation: application to the evolution of primate mitochondrial genomes. Proc Biol Sci. 2002, 269: 1313-1316. 10.1098/rspb.2002.2025.PubMed CentralView ArticlePubMedGoogle Scholar
- Baele G, Raes J, Peer Van de Y, Vansteelandt S: An improved statistical method for detecting heterotachy in nucleotide sequences. Mol Biol Evol. 2006, 23: 1397-1405. 10.1093/molbev/msl006.View ArticlePubMedGoogle Scholar
- Penn O, Stern A, Rubinstein ND, Dutheil J, Bacharach E, Galtier N, Pupko T: Evolutionary modeling of rate shifts reveals specificity determinants in HIV-1 subtypes. PLoS Comput Biol. 2008, 4: e1000214-10.1371/journal.pcbi.1000214.PubMed CentralView ArticlePubMedGoogle Scholar
- Siltberg J, Liberles DA: A simple covarion-based approach to analyse nucleotide substitution rates. J Mol Biol. 2002, 15: 588-594.Google Scholar
- Guindon S, Rodrigo AG, Dyer KA, Huelsenbeck JP: Modeling the site-specific variation of selection patterns along lineages. Proc Natl Acad Sci USA. 2004, 101: 12957-12962. 10.1073/pnas.0402177101.PubMed CentralView ArticlePubMedGoogle Scholar
- Dorman KS: Identifying dramatic selection shifts in phylogenetic trees. BMC Evol Biol. 2007, 7 (Suppl 1): S10-10.1186/1471-2148-7-S1-S10.PubMed CentralView ArticlePubMedGoogle Scholar
- Yang Z: Maximum likelihood phylogenetic estimation from DNA sequences with variable rates over sites: approximate methods. J Mol Evol. 1994, 39: 306-314. 10.1007/BF00160154.View ArticlePubMedGoogle Scholar
- Jones DT, Taylor WR, Thornton JM: The rapid generation of mutation data matrices from protein sequences. Comput Appl Biosci. 1992, 8: 275-282.PubMedGoogle Scholar
- Whelan S, Goldman N: A general empirical model of protein evolution derived from multiple protein families using a maximum-likelihood approach. Mol Biol Evol. 2001, 18: 691-699.View ArticlePubMedGoogle Scholar
- Le SQ, Gascuel O: An improved general amino acid replacement matrix. Mol Biol Evol. 2008, 25: 1307-1320. 10.1093/molbev/msn067.View ArticlePubMedGoogle Scholar
- Felsenstein J: Evolutionary trees from DNA sequences: a maximum likelihood approach. J Mol Evol. 1981, 17: 368-376. 10.1007/BF01734359.View ArticlePubMedGoogle Scholar
- Galtier N, Jean-Marie A: Markov-modulated Markov chains and the covarion process of molecular evolution. J Comput Biol. 2004, 11: 727-733. 10.1089/cmb.2004.11.727.View ArticlePubMedGoogle Scholar
- Galtier N, Gouy M: Inferring pattern and process: maximum-likelihood implementation of a nonhomogeneous model of DNA sequence evolution for phylogenetic analysis. Mol Biol Evol. 1998, 15: 871-879.View ArticlePubMedGoogle Scholar
- Felsenstein J: PHYLIP (Phylogeny Inference Package) version 3.6. Distributed by the author. 2005, Department of Genome Sciences, University of Washington, SeattleGoogle Scholar
- Press WH, Teukolsky SA, Vetterling WT, Flanner BP: Numerical Recipes in C: The Art of Scientific Computing. 1992, Cambridge University Press, Cambridge, 2Google Scholar
- Guindon S, Gascuel O: A simple, fast, and accurate algorithm to estimate large phylogenies by maximum likelihood. Syst Biol. 2003, 52: 696-704. 10.1080/10635150390235520.View ArticlePubMedGoogle Scholar
- Brinkmann H, Giezen van der M, Zhou Y, Poncelin de Raucourt G, Philippe H: An empirical assessment of long-branch attraction artefacts in deep eukaryotic phylogenomics. Syst Biol. 2005, 54: 743-757. 10.1080/10635150500234609.View ArticlePubMedGoogle Scholar
- Hampl V, Hug L, Leigh JW, Dacks JB, Lang BF, Simpson AG, Roger AJ: Phylogenomic analyses support the monophyly of Excavata and resolve relationships among eukaryotic "supergroups". Proc Natl Acad Sci USA. 2009, 106: 3859-3864. 10.1073/pnas.0807880106.PubMed CentralView ArticlePubMedGoogle Scholar
- Inagaki Y, Susko E, Fast NM, Roger AJ: Covarion shifts cause a long-branch attraction artifact that unites microsporidia and archaebacteria in EF-1alpha phylogenies. Mol Biol Evol. 2004, 21: 1340-1349. 10.1093/molbev/msh130.View ArticlePubMedGoogle Scholar
- Lartillot N, Brinkmann H, Philippe H: Suppression of long-branch attraction artefacts in the animal phylogeny using a site-heterogeneous model. BMC Evol Biol. 2007, 7 (Suppl 1): S4-10.1186/1471-2148-7-S1-S4.PubMed CentralView ArticlePubMedGoogle Scholar
- Rogozin IB, Wolf YI, Carmel L, Koonin EV: Ecdysozoan clade rejected by genome-wide analysis of rare amino acid replacements. Mol Biol Evol. 2007, 24: 1080-1090. 10.1093/molbev/msm029.View ArticlePubMedGoogle Scholar
- Wang HC, Li K, Susko E, Roger AJ: A class frequency mixture model that adjusts for site-specific amino acid frequencies and improves inference of protein phylogeny. BMC Evol Biol. 2008, 8: 331-10.1186/1471-2148-8-331.PubMed CentralView ArticlePubMedGoogle Scholar
- Naylor GJ, Gerstein M: Measuring shifts in function and evolutionary opportunity using variability profiles: a case study of the globins. J Mol Evol. 2000, 51: 223-233.PubMedGoogle Scholar
- Fitch WM, Ayala FJ: The superoxide dismutase molecular clock revisited. Proc Natl Acad Sci USA. 1994, 91: 6802-6807. 10.1073/pnas.91.15.6802.PubMed CentralView ArticlePubMedGoogle Scholar
- Wang HC, Dopazo J, Carazo JM: Self-organizing tree growing network for classifying amino acids. Bioinformatics. 1998, 14: 376-377. 10.1093/bioinformatics/14.4.376.View ArticlePubMedGoogle Scholar
- Susko E, Roger AJ: On reduced amino acid alphabets for phylogenetic inference. Mol Biol Evol. 2007, 24: 2139-2150. 10.1093/molbev/msm144.View ArticlePubMedGoogle Scholar
- Merlo LM, Lunzer M, Dean AM: An empirical test of the concomitantly variable codon hypothesis. Proc Natl Acad Sci USA. 2007, 104: 10938-10943. 10.1073/pnas.0701900104.PubMed CentralView ArticlePubMedGoogle Scholar
- Roger AJ, Hug LA: The origin and diversification of eukaryotes: problems with molecular phylogenetics and molecular clock estimation. Philos Trans R Soc Lond B Biol Sci. 2006, 361: 1039-1054. 10.1098/rstb.2006.1845.PubMed CentralView ArticlePubMedGoogle Scholar
- Lockhart PJ, Larkum AW, Steel M, Waddell PJ, Penny D: Evolution of chlorophyll and bacteriochlorophyll: the problem of invariant sites in sequence analysis. Proc Natl Acad Sci USA. 1996, 93: 1930-1934. 10.1073/pnas.93.5.1930.PubMed CentralView ArticlePubMedGoogle Scholar
- Grievink LS, Penny D, Hendy MD, Holland BR: LineageSpecificSeqgen: generating sequence data with lineage-specific variation in the proportion of variable sites. BMC Evol Biol. 2008, 8: 317-10.1186/1471-2148-8-317.View ArticleGoogle Scholar
- Dunham EJ, Holmes EC: Inferring the timescale of dengue virus evolution under realistic models of DNA substitution. J Mol Evol. 2007, 64: 656-661. 10.1007/s00239-006-0278-5.View ArticlePubMedGoogle Scholar
- Song H, Parsons MR, Rowsell S, Leonard G, Phillips SE: Crystal structure of intact elongation factor EF-Tu from Escherichia coli in GDP conformation at 2.05 Δ resolution. J Mol Biol. 1999, 285: 1245-1256. 10.1006/jmbi.1998.2387.View ArticlePubMedGoogle Scholar

## Copyright

This article is published under license to BioMed Central Ltd. This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.