Newly evolved introns in human retrogenes provide novel insights into their evolutionary roles
© Kang et al.; licensee BioMed Central Ltd. 2012
Received: 30 March 2012
Accepted: 19 July 2012
Published: 28 July 2012
Retrogenes generally do not contain introns. However, in some instances, retrogenes may recruit internal exonic sequences as introns, which is known as intronization. A retrogene that undergoes intronization is a good model with which to investigate the origin of introns. Nevertheless, previously, only two cases in vertebrates have been reported.
In this study, we systematically screened the human (Homo sapiens) genome for retrogenes that evolved introns and analyzed their patterns in structure, expression and origin. In total, we identified nine intron-containing retrogenes. Alignment of pairs of retrogenes and their parents indicated that, in addition to intronization (five cases), retrogenes also may have gained introns by insertion of external sequences into the genes (one case) or reversal of the orientation of transcription (three cases). Interestingly, many intronizations were promoted not by base substitutions but by cryptic splice sites, which were silent in the parental genes but active in the retrogenes. We also observed that the majority of introns generated by intronization did not involve frameshifts.
Intron gains in retrogenes are not as rare as previously thought. Furthermore, diverse mechanisms may lead to intron creation in retrogenes. The activation of cryptic splice sites in the intronization of retrogenes may be triggered by the change of gene structure after retroposition. A high percentage of non-frameshift introns in retrogenes may be because non-frameshift introns do not dramatically affect host proteins. Introns generated by intronization in human retrogenes are generally young, which is consistent with previous findings for Caenorhabditis elegans. Our results provide novel insights into the evolutionary role of introns.
Retroposition, or RNA-based duplication, is the process by which reverse-transcribed mRNAs are inserted into new genomic positions, which generates retrocopies . Retrocopies are assumed not to carry the regulatory regions, but by chance they may obtain functions by recruiting new regulatory elements, and then become functional retrogenes [2–7]. These newly evolved genes may acquire introns in the untranslated regions by capture of nearby exons into a new genomic environment or fusion with host genes, which is chimerization based on intron gain [3–8]. Such retrogenes are usually considered to be intronless because introns were not inherited from the parents. However, in some circumstances, retrogenes may recruit internal exonic sequences as introns [9, 10], which is known as intronization .
Since intronization of retrogenes was first reported , this kind of evolutionary event has been commonly observed in plants. In Arabidopsis and Populus, 29 retrogenes have undergone intronization, which represent about 15.3 % of all known retrogenes . In contrast, rare cases are reported in vertebrates [12, 13]. Previously, only two retrogenes were found to be intronized in mammals . This frequency is extremely low given the thousands of retrocopies in the human (Homo sapiens) genome [15–17]. How general retrogene intronization is remains unknown. In the present study, we scanned the human genome for intronized retrogenes and identified nine cases not reported previously. Our results provide new insights into the mechanism of intron gain and expression patterns of retrogenes.
Scanning for intron gain in retrogenes
The human genome data were downloaded from the UCSC Genome Browser database (release hg19) [18, 19]. Then, we used the approach of Zhu et al.  to search the data for retrocopies. First, we mapped human protein sequences onto the genome with tBLASTn  and used the Pseudopipe package  to process the raw alignments with the default settings, including tBLASTn e-value cutoff (1e-10), coverage cutoff (70 %) and identity cutoff (40 %). Next, we retained candidates with more than three introns absent or only one or two introns absent but with a small Ks (<2) or other RNA-based duplication evidence, for example, a poly(A) track. Finally, as described previously , we set filters to discard possible DNA-based duplication cases. In brief, we discarded all retrocopies in which at least 50 % of the region overlapped with repeats or with flanking genes similar to the parental gene’s flanking regions. We also discarded all retrocopies that aligned well with the introns of the parents. Ultimately, we identified 3436 retrocopies.
We wrote a series of PERL programs to look for intron-containing retrogenes on the basis of annotations from ENSEMBL (GRCh37) [22, 23]. We identified 54 candidates of intronized retrogenes for further study.
Gene structure validation by transcription evidence
We utilized the mRNA and EST annotations from the UCSC Genome Brower Database to search for transcription evidence of intron gain in retrogenes [18, 19]. For each sample, we inspected the annotated intronic region to see whether there were transcripts that support its splicing. If transcripts were present, we mapped them on the human genome with BLAT  to check whether these transcripts uniquely correspond to the retroposed region. By this method, eight intron-containing retrogenes were validated (Additional files 1 and 2).
Ka and Kscalculation
We estimated the non-synonymous substitution rate (Ka), synonymous substitution rate (Ks) and Ka/Ks values between the intronic regions of retrogenes and their parental copies, by implementing the codeml program in the PAML package following the Nei-Gojobori method [25, 26] and analyzed the results with the likelihood ratio test. We did Ka/Ks estimation between the exonic regions of retrogenes and their parental copies in the same way.
In order to validate the structure of the retrogenes, we collected samples of 16 human tissues from Daping Hospital, Chongqing, for experiments (Additional file 3). Following the manufacturer’s instructions, we used TRIzol Reagent (Invitrogen, Carlsbad, CA) to isolate RNA and digested the contaminating genomic DNA with RNase-free DNase I (Promega, Madison, WI). cDNAs were synthesized with Moloney murine leukemia virus reverse transcriptase (Promega). We performed PCR in a 25 μl reaction volume, and 5 μl of the PCR products were electrophoresed on a 1.2 % agarose gel. To validate whether the smaller-sized bands represented the retrogenes, we cloned and sequenced those PCR products. Ultimately, we identified two samples in which the sequences of the smaller-sized bands belonged to retrocopies and the larger bands to the parental genes (Additional file 4).
Peptide support for intronized retrogenes
To identify whether one retrogene was expressed at the protein level, we sought peptide evidence in the PeptideAtlas [27–29] and PRIDE [30, 31] databases using the gene name. Each search result displayed experimental details including the fractionation and sequencing (by mass spectroscopy or other methods) of short peptides. Among the results, we extracted peptides that matched the protein sequence of the intronized retrogene. Given that one peptide may match many proteins, we also used BLASTp [32, 33] to ensure that the peptide specifically mapped to the gene we targeted. We only retained peptides for which the best hit was a targeted protein.
Age estimation of the retrogenes
We examined the presence and absence of orthologs in the phylogenetic tree for vertebrates and used the established origination times of all human genes  to infer the times of origin of the retrogenes. For comparison we used the same method to estimate the time of origin of 27 retrogenes that recruited introns by chimerization . We mapped the results on the vertebrate phylogeny (Additional files 56 and 7). The timeline and divergence time of species in the phylogeny were reconstructed based on data from the UCSC Genome Browser database and other sources [19, 34–40].
Detection of splicing signals
We detected splicing signals of new introns with SROOGLE . For an intron X, if its upstream exon is Y and downstream exon is Z, we used X and Y to detect signals of the 5′ splice site (SS) and X and Z for that of the branch site (BS), polypyrimidine tract (PPT), and 3′ SS. We performed two detections for each intron; one was performed on the parental gene and the other was done for the retroposed sequence. The former and latter were considered to represent the status before retroposition and the current status, respectively. Finally, for each detection, we recorded the percentile score for constitutive introns, which was obtained from a data set composed of >50,000 constitutive introns , because all introns in our data set showed no evidence for alternative splicing (Additional file 8).
Identification of intron gain in retrogenes
We focused on identifying retrogenes that contain introns and scanned the human genome using a published pipeline . We mapped all human proteins onto the genome with tBLASTn  and extracted all possible candidates of retrocopies from among the results with PseudoPipe . Then, we set filters to exclude cases that did not fulfill the properties of retroposition and obtained 3436 retrocopies. Finally, we determined that 54 of the 3436 retrocopies contained introns on the basis of gene structure annotations from ENSEMBL [22, 23].
Nine human retrogenes that gained introns investigated in this study
10 < −6
10 < −4
13 < −11
15 < −12
4 < −14
3 < −14
8 < −19
22 < −X
15 < −5
Mechanisms of intron gain in retrogenes
We observed that three retrogenes (XXyac-R12DG2.2, CSMD3 and WBP2NL) were transcribed in the reverse direction relative to that of their parents. For XXyac-R12DG2.2 there are 10 annotated transcription patterns and introns appeared in four of the 10 patterns (Additional file 2). Taking ENST00000379050 as an example, the retrocopy contained a 170 bp intron, and its splicing donor and acceptor sites (‘GT’ and ‘AG’) had reverse counterparts (‘AC’ and ‘AT’) in the parental gene (Figure 1B, Additional files 10 and 11). Thus, transcription in the reverse orientation led to the origin of the intron splicing sites. For the remaining three transcription patterns (ENST00000522673, ENST00000519494 and ENST00000330825), the newly evolved intron was shorter (127 bp) and the retroposed sequence was located near the 3′ end. In addition, the retrocopy is inserted near the 3′ end of a ncRNA gene candidate (LOC 100190939, Additional file 12).
In CSMD3, the retroposed region was located at the 5′ untranslated region (UTR) of the mRNA. Some part of the retrocopy had changed into an intergenic sequence, and some part acted as a portion of an intron (Additional files 2 and 12). The retrogene was located in the first intron of WBP2NL (Additional file 12). Nevertheless, the retrocopy might be transcribed at least some of the time, because an mRNA sequence, BC03789, supports the transcription of this retrogene (Additional file 1 and 2). We did not find evidence for protein-level expression of the three retrogenes that gained an intron after transcription in the reverse orientation. The new introns in these three retrogenes were annotated to be in non-coding regions.
The remaining five retrogenes had gained introns through intronization, which generated 10 new introns. Taking HSP90AA4P as an example, three exonic sequences were changed into introns (Figure 1C). Eight of the 10 introns had the canonical splicing boundaries ‘GT-AG’. 80 % (8/10) of the introns arose in ORF and 20 % (2/10) in UTRs.
In total, we observed three mechanisms of intron gain for these retrogenes. In addition to intronization, retrogenes may gain introns after insertion of external sequences or transcription in the opposite orientation compared to the parent (Figure 1).
Non-frameshift introns generated by intronization had greater evolutionary success
For the five retrogenes that underwent intronization, we examined the alignments of retrocopies and their corresponding parental sequences to assess whether these introns had disturbed the frame of putative translation inherited from the parental genes (Additional file 11). If one intron disturbed the frame, we termed it a frameshift intron, otherwise it was considered to be a non-frameshift intron. The lengths of the corresponding sequences of the five retrogenes (70 %) were in multiples of three bases. We performed a manual check for each retrogene. At the location 100 bp upstream of the second intron of HSP90AA4P (from 5′ to 3′, HSP90AA4P-2), we observed an insertion of 23 bases. The length of HSP90AA4P-2 was 83 bp. Thus, compared with the parent, the intron and insertion led to an overall loss of 60 bases (divisible by three) in the transcript. Similarly, for HSP90AA5P we observed an insertion of 22 bases located 1 bp upstream of the intron near the 5′ terminus (HSP90AA5P-1) and a deletion of four bases located 2 bp upstream of the intron near the 3′ terminus (HSP90AA5P-2). The lengths of these two introns were 439 and 254 bp, respectively. As in HSP90AA4P-2, both the indels and intronization shortened the coding sequences by 417 and 258 bp in HSP90AA5P-1 and HSP90AA5P-2, respectively (both numbers are divisible by three). Both were classified as non-frameshift introns. The two alternative spliced introns of AC019016.1 were annotated to be UTR-region introns according to the UCSC database [18, 19] and Ensembl [22, 23].
Peptide support for intronized retrogenes
Peptide database referencea
Location in protein seq
Self (4e-19, 100 %)
Self (4e-24, 100 %)
PRIDE: 8671; 8668
Self (7e-21, 100 %)
Self (9e-11, 100 %)
Self (7e-08, 100 %)
Self (1e-07, 100 %)
Self (8e-04, 100 %)
Self (0.005, 100 %)
PeptideAtlas: PAp00040955; PAp00423980
Self (2e-17, 100 %)
Self (2e-15, 100 %)
Retrogenes underwent intronization by cryptic splicing sites
Percentile scores  of splicing signals of retrogene introns (after retroposition) and their corresponding regions in the parental gene (before retroposition)
5′ SS (M)
3′ SS (M)
5′ SS (M)
3′ SS (M)
Intronization tended to occur in young retrogenes
In C. elegans, intronization is reported to be a major contributor to intron creation and most introns generated by this mechanism are young . In our data set, 66.7 % of retrogene introns (10/15) were created by intronization. This finding is consistent with previous studies . We used the established origination times of all human genes to trace the time of origin of intronized retrogenes  and examined the presence and absence of the corresponding orthologs in the vertebrates phylogeny (Additional file 6). We found that 80 % (4/5) of the intronized retrogenes were primate specific. We also recalculated the ages of 27 chimerizations based on intronized retrogenes with the same method  (Additional file 7) and found that only 18.5 % of intronized retrogenes (5/27) were primate specific. This finding indicated that intronization tended to occur in young retrogenes (proportion test, P = 0.023). Furthermore, in our data set, no intronized retrogene (0/5) was retroposed from chromosome X (‘out-of-X’). The retrogenes from chromosome X were mostly old and evolved after the divergence of eutherian mammals (human or mouse) and marsupials (opossum) . For retrogenes that underwent intron gains by chimerization, the proportion of ‘out-of-X’ retrogenes was 37 % (Additional file 7). Therefore, the comparison of 0 % and 37 % reinforced the conclusion that intronization tended to occur in young retrogenes.
Evolutionary rates of intronized retrogenes
Substitution rates between the intronic and exonic regions of retrogenes and their corresponding regions of parental genes
In addition, the exonic regions of most intronized retrogenes had Ka/Ks values smaller than 1 (P-value < 0.1), which suggested that the corresponding regions were under negative selection. By checking for evidence of expression, we found that three of the five intronized retrogenes showed evidence for expression at the protein level and the additional two retrogenes showed transcription evidence at the RNA level. This result indicated that most intronized retrogenes were functional and should be under negative selection.
With regard to the three retrogenes that gained introns after transcription in the opposite orientation compared with the parent, they were annotated to be in the non-coding regions of other genes. We observed that CSMD3 and WBP2NL evolved faster than the other retrogenes (Table 4). This finding is consistent with the conclusion that non-coding regions such as UTR regions are under less functional constraint than coding regions. However, XXyac-R12DG2.2 evolved slowly relative to that of CSMD3 and WBP2NL. Thus, XXyac-R12DG2.2 is likely to be under functional constraint.
In this study, we systematically searched the human genome for retrogenes that underwent intron gain in the coding region and in total identified 15 retrogene introns. These newly generated introns evolved at a faster rate than neighboring exons. In contrast to the findings in plants , we found that intron gain events in retrogenes were rare in humans. In spite of this rarity, the mechanisms of intron creation in these retrogenes are diverse. We found that retrogenes could gain introns in three ways: insertion from an external sequence, transcription in the opposite direction compared with the parent, and intronization. For the latter method, in addition to base substitution, retrogenes also may create introns in exonic regions via cryptic splice sites, which might be activated by the new gene structure after retroposition. Consistent with the findings in C. elegans, retrogene introns generated by intronization in humans are generally young and are mostly located in the coding region of the new gene. The retrogenes that underwent intronization in coding regions all retained the parental frames of translation and most showed expression evidence at the protein level. The significantly higher percentage of non-frameshift introns implied that this kind of intron possessed a higher likelihood of persistence after intronization. The reason for this may be that frameshift introns mostly have a major effect on the proteins. Thus, non-frameshift introns are more likely to survive. However, non-frameshift introns may be neutral in effect, as proposed previously [43, 44]. Furthermore, previous studies have shown that the rate of intron loss is much larger than that of intron gain in mammals [12, 13, 45]. Consequently, the older the retrogene is, the more probable the retrogene will lose the intronized exon, and this may explain why such introns are mainly observed in young retrogenes.
Some questions arise from careful examination of our observations. For example, for the retrogene RPS3AP5, in which the new intron was created by insertion of an external sequence, the process by which the new intron was created is unknown. In addition, in searches of UCSC [18, 19], Ensembl [22, 23], PeptideAtlas [27–29] and PRIDE [30, 31], we did not obtain evidence of protein-level expression for the three retrogenes that gained introns after transcription in the reverse orientation compared with their parents. The new introns in these three retrogenes were annotated to be in non-coding regions and appeared to be parts of existing intron-containing genes, as described previously . Thus, these retrogenes generally evolved faster than intronized retrogenes (Table 4).
For the eight non-frameshift introns generated by intronization, we examined whether they are under natural selection by checking their genetic variation in different human populations with the 1000 Genomes Browser . However, we did not find insertions, deletions or mutations in splice sites in seven of these retrogenes (Additional file 14), which implied that they are nearly fixed in all populations and may be under negative selection. In addition, there is a possibility that this pattern observed was caused by genetic drift because generation of new introns may be neutral. Finally, what is the importance of producing a shorter protein than the protein from the parent gene? This question may be answered by comparing the functions of the original proteins and that encoded by the retrogenes in the future.
Our results showed that retrogenes may gain introns in three ways: insertion from an external sequence, transcription in the reverse direction compared to that in the parent, and intronization. In addition to base substitution, intronization also may be promoted by cryptic splice sites. For introns generated by intronization, non-frameshift introns might have greater evolutionary success than frameshift introns, because non-frameshift introns have only a small effect on the host proteins or are neutral. Furthermore, intronization tended to occur in young retrogenes.
Many thanks to Prof. Yong Zhang (Institute of Zoology, Chinese Academy of Sciences) and Prof. Tao Sang (Institute of Botany, Chinese Academy of Sciences) for invaluable suggestions and comments, and Dr. Quan-You Yu for help with the experiments. This work was supported by the Fundamental Research Funds for the Central Universities (No. CDJZR11290002) and by Natural Science Foundation Project of CQ CSTC (cstc2012jjB80007).
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